Compliance Manager

OKX•San Jose, CA

2d•$107,000 - $160,000•Hybrid

About The Position

OKX is seeking a Compliance Manager – Monitoring & Testing" to join the Global Compliance Assurance function. This role is based in the United States and is primarily responsible for executing independent monitoring and testing activities covering US regulatory frameworks while contributing to global assurance testing initiatives across multiple jurisdictions. This position reports to the Global Head of Monitoring & Testing and works closely with US Compliance leadership and cross-functional stakeholders globally.

Requirements

5+ years of experience in compliance, monitoring & testing, internal audit, or regulatory assurance within financial services (banking, fintech, or digital assets).
Strong knowledge of US regulatory frameworks, including BSA/AML, OFAC sanctions, FinCEN guidance, and state regulatory requirements.
Demonstrated experience executing compliance testing or audit programs.
Strong understanding of risk management and internal control frameworks.
Excellent analytical, documentation, and report-writing skills.
Ability to manage multiple priorities and meet deadlines in a fast-paced environment.
Strong stakeholder management and communication skills.

Nice To Haves

Prior experience with US regulators or as an internal/external auditor.
Experience interacting with US regulatory agencies.
Experience in the cryptocurrency or digital asset industry.
Experience supporting multi-jurisdictional compliance testing programs.

Responsibilities

Design and perform independent testing of compliance controls, including second-line oversight controls and first-line operational controls.
Conduct risk-based, thematic, and deep-dive reviews across key compliance areas, including AML/CFT, sanctions (OFAC), KYC/CDD, transaction monitoring, suspicious activity reporting, and consumer/product compliance.
Assess control design and operating effectiveness; document testing methodology, results, and conclusions in accordance with internal assurance standards.
Identify control gaps, perform root cause analysis, and recommend practical, risk-based remediation actions.
Partner with business and compliance stakeholders to agree on corrective actions and track issues through timely resolution.
Prepare clear, concise reports and dashboards for senior management and regulatory stakeholders.
Contribute to the ongoing enhancement of global Monitoring & Testing methodologies and standards.