Compliance Analyst

Focus Financial Partners • Boston, MA

7d • $70,000 - $90,000

About The Position

SCS is seeking to hire a full-time compliance analyst to join its compliance team. As a member of the firm’s compliance team, the Compliance Analyst will be responsible for supporting the Chief Compliance Officer and the implementation of the firm’s compliance program. The position offers diversified experience across all functional areas of a complex investment advisory firm and interaction with a broad range of internal and external stakeholders.

Requirements

• 1+ years of relevant investment advisor or investment fund manager operations, legal, or compliance experience
• Minimum of a bachelor’s degree in finance, economics, or other related discipline
• Excellent organizational, prioritization, and time management skills
• Analytical mindset with a strong attention to detail
• High energy and highly self-motivated with the ability to thrive in an entrepreneurial environment
• Strong written and oral communication skills
• Proficiency in Microsoft Excel, Word, Co-Pilot (or similar LLM), and Outlook applications

Nice To Haves

• Familiarity with investment adviser compliance requirements under the Investment Advisers Act of 1940 a plus
• Interest in, and familiarity with, basic wealth management business and investment concepts

Responsibilities

• Compliance testing and internal audit projects
• Implementation of the firm’s code of ethics
• Preparation of regulatory filings
• Prioritize tasks and consistently meet deadlines in multiple functional areas
• Working with and understanding large data sets

Benefits

• medical
• dental
• vision
• life
• 401(k)

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Number of Employees: 1,001-5,000 employees