Compliance Analyst

Massar Capital • Stamford, CT

3d • $100,000 - $115,000 • Onsite

About The Position

We are seeking a motivated and detail-oriented individual to join our Compliance team and contribute to our growth. This is an exciting opportunity to join a fast-growing hedge fund with a highly collaborative culture. This individual will work directly with the General Counsel to develop and implement compliance policies and procedures.
This position will be based in either our NYC or Stamford, CT offices and is in office Monday through Friday.

Requirements

• Bachelor’s degree
• 1-3 years of compliance experience at an SEC registered investment adviser
• General knowledge of CFTC and SEC regulatory framework
• Outstanding attention to detail
• Team player
• Ability to work in a fast-paced, dynamic environment

Responsibilities

• Assist the General Counsel with the development, implementation and maintenance of global legal and compliance policies and procedures
• Manage compliance task deadlines
• Administer the firm’s Code of Ethics (gift/entertainment requests, conflict disclosures, political contributions, etc.), track certifications and maintain compliance logs
• Assist with employee and firm trade surveillance
• Review marketing materials
• Track investor subscriptions and redemptions
• Manage the counterparty and vendor diligence process
• Coordinate with various departments on regulatory filings (SEC, CFTC/NFA, etc.)
• Assist with NFA Self-Exam and SEC Annual Review

Benefits

• Base Salary: $100,000 to $115,000/yr plus discretionary bonus
• Compensation may vary based on skills and experience
• Comprehensive benefits package including medical, dental, vision, 401(k), insurance, Summer Fridays, and wellness reimbursement.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Number of Employees: 1-10 employees