The Compliance Analyst supports the operations of the Compliance and Ethics Department, including auditing, monitoring, and oversight functions. This role serves as the designated liaison for internal departments on compliance matters, including delegation oversight. The Compliance Analyst collaborates closely with business unit subject matter experts (SMEs) to ensure compliance and oversight processes are standardized and aligned with regulatory requirements and industry best practices. This position reports to the Compliance and Risk Management Director and is also responsible for compliance and ethics-related communications and special projects.
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Job Type
Full-time
Career Level
Entry Level
Number of Employees
11-50 employees