Broker-Dealer Operations Specialist

Guardian LifeNew York, NY
57d

About The Position

This is an exceptional chance to join Guardian Life as a Broker-Dealer Operations Specialist and be a key player on our Park Avenue Securities team! You will help implement flawless strategies with our advanced technologies, contributing to our world-class service! You are A consummate professional with excellent verbal and written communication skills Self-motivated and goal-oriented Patient, empathetic, diligent, and able to work independently in a team environment

Requirements

  • Knowledge of retail client onboarding/new account process, and advisory products
  • Strong analytical and organizational skills
  • Proficiency in Outlook, Microsoft Word, Excel, and PowerPoint
  • Experience in the managed account space, specifically with Envestnet and/or Orion
  • Experience with Pershing, Fidelity, or Schwab custodial systems

Nice To Haves

  • Securities license preferred (Series 7 or 6)

Responsibilities

  • Serve as the SME for the field and internal partners on various functions including advisor as portfolio manager, multi-account/strategy proposals, and trading methodologies
  • Proactively and reactively support inquiries from the field on these strategies and processes
  • Assist in the creation, maintenance, training, and teaching of relevant products, processes, and technology
  • Collaborate with various internal departments including compliance, licensing, operations, and our internal clearing firm

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What This Job Offers

Job Type

Full-time

Career Level

Mid Level

Industry

Insurance Carriers and Related Activities

Education Level

No Education Listed

Number of Employees

5,001-10,000 employees

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