AVP, Business Audit, Internal Audit

Tradeweb • New York, NY

1d • $70,000 - $160,000 • Hybrid

About The Position

Tradeweb is seeking an AVP, Business Audit, Internal Audit to take on a key role
within Tradeweb’s growing Internal Audit Department. This role will report
directly to the Director, Business Audit, Internal Audit.

This role offers the opportunity to deliver business audits for a cutting-edge
financial services company, including working with management to conduct risk
assessments, engagement planning, audit execution and reporting; and assisting
the annual planning process.

Requirements

• Bachelor’s degree in Accounting, Finance, Mathematics, Engineering or equivalent degree
• Internal Audit and/or public accounting experience (minimum 2 years)
• Excellent critical thinking and analytical skills
• Excellent interpersonal skills and desire to work collaboratively
• Confidence to present to senior stakeholders, excellent presentation preparation and delivery skills
• Understanding of the Sarbanes-Oxley Act, Section 404 Act requirements
• Ability to think big picture and identify linkages across projects
• Strong organizational and project management skills

Nice To Haves

• Professional Certification (e.g. CPA or CIA) is a plus

Responsibilities

• Conduct audit testing to test the design and operating effectiveness of internal controls
• Identify, communicate and track implementation status of recommendations to mitigate risk and/or improve process efficiencies
• Maintain business process narratives, process flows and risk and control documentation
• Assist with the ongoing risk assessment and annual audit planning process
• Support the Director and VPs of Business Audit in delivery of periodic risk assessments and annual planning to contribute to the development of the Internal Audit Plan
• Manage components of business audits, advisory and other types of engagements with a robust understanding of all stages from planning through report issuance
• Support the execution of the continuous audit program by conducting regular stakeholder meetings to evaluate business risks and test relevant key controls 
• Maintain full documentation and audit trail of all audit activities performed in line with documentation standards defined in the internal audit methodology
• Follow-up open issues with stakeholders on a proactive basis and conduct timely validation reviews for completed issue remediation 
• Interact regularly with key business stakeholders (first and second line) to monitor key business and emerging risk trends and feed this information into Internal Audit’s risk assessment process
• Support the preparation of management update dashboards, emails, slide decks and presentations and attend meetings representing Internal Audit, as required
• Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks are identified, assessed and tested efficiently
• Assist in the completion of other areas of the Internal Audit mandate, as required

Benefits

• Health Insurance: Highly competitive medical, dental, and vision programs
• Hybrid Environment: Our employees have the flexibility of working in the office and from home.
• Health Care and Dependent Care Flexible Spending Accounts: You may elect to set aside pre-tax earnings to pay for eligible health care and dependent day care expenses for you and your eligible family members.
• Maven Family Building Benefit: Maven offers support for fertility and preconception; pregnancy and post-partum; adoption; surrogacy and pediatrics for children up to age 10. Tradeweb provide a $10,000 lifetime reimbursement towards fertility, egg freezing, adoption and surrogacy expenses.
• Building Wealth - 401(k) Savings Plan: Employees are immediately eligible for the 401(k) plan. Participants may contribute up to 75% of eligible compensation into a traditional 401(k) and/or Roth 401(k). Tradeweb will match 100% of the first 4% of compensation that you contribute.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level