Analyst/Associate, Compliance

Crestline Investors, Inc. • Fort Worth, TX

2d

About The Position

Crestline Investors, Inc., founded in 1997 and based in Fort Worth, Texas, is an institutional alternative investment management firm. Crestline specializes in credit and opportunistic investments, including financing and restructuring solutions for mature private equity funds. In addition, the firm manages a multi-PM equity market-neutral hedge fund, and provides beta and hedging solutions for institutional clients. The company maintains affiliate offices in New York City, London, Toronto and Tokyo. Job Description We are seeking a detail-oriented and proactive Compliance Analyst / Associate with 2 to 4 years of relevant experience to support day-to-day compliance operations across the firm. The title and level of responsibility will be determined based on the candidate’s experience. This role plays a key part in ensuring the timely execution of compliance activities and supporting the firm’s ongoing efforts to maintain a strong culture of compliance in a dynamic, fast-paced environment.

Requirements

• Bachelor’s degree in Finance, Business Administration, Economics, or a related field.
• 2 to 4 years of relevant experience in compliance, risk management, operations, or a related financial services role.
• Strong attention to detail and organizational skills, with the ability to manage multiple priorities in a deadline-driven environment.
• Strong written and verbal communication skills, with the ability to interact effectively with internal stakeholders.
• High level of integrity, professionalism, and discretion when handling sensitive information.
• Proficiency in Microsoft Office Suite, particularly Excel and Outlook
• Demonstrated interest in regulatory compliance and the financial services industry.

Nice To Haves

• experience with compliance systems or regulatory reporting tools is a plus.

Responsibilities

• Perform daily reviews of employee trading activity, personal brokerage accounts, gifts and entertainment, and policy attestations to ensure compliance with firm policies and regulatory requirements.
• Track, maintain, and organize compliance-related data, certifications, filings, and communications in accordance with regulatory and recordkeeping requirements.
• Monitor firm-wide compliance inboxes, triage requests, and ensure timely follow-up and escalation of issues as appropriate.
• Assist with the review of marketing materials and support responses to investor due diligence questionnaires and other compliance-related inquiries.
• Support the preparation and submission of regulatory filings and assist with ongoing documentation maintenance.
• Participate in internal compliance testing, surveillance, and monitoring activities; identify exceptions and escalate findings as needed.
• Help organize and maintain compliance training materials, policy updates, and internal communications.
• Work closely with legal, operations, and other internal teams to support compliance initiatives and ensure consistent application of policies and procedures.
• Stay informed of regulatory developments, compliance best practices, and evolving industry standards through ongoing training and professional development.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Number of Employees: 101-250 employees