Admin Manager

UBS•New York, NY

33d•$130,000 - $165,000

About The Position

Your role Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We're looking for someone like this who can: help drive initiatives related to sales supervision, compliance and business risk, including implementation and education review various supervision processes support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits partner with Compliance, including providing input to policy and supporting communication of policies serve as a point of contact for issues that cannot be resolved, and escalate issues as required Detailed salary information: New York: the salary range for this role is $130000 to $165000 The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits. Join us At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves. We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us. About us UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors. We have a presence in all major financial centers in more than 50 countries.

Requirements

ideally 3+ years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution
series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus
track record of leadership
great communicator (and you know how to handle challenging situations)
reliable when working independently, with sound judgment for when to escalate issues
quickly adaptable to changing market situations, technology and business needs

Nice To Haves

insurance a plus

Responsibilities

help drive initiatives related to sales supervision, compliance and business risk, including implementation and education
review various supervision processes
support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits
partner with Compliance, including providing input to policy and supporting communication of policies
serve as a point of contact for issues that cannot be resolved, and escalate issues as required

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