Vice President, Financial Crimes Investigator (Securities)

BNY Mellon • Lake Mary, FL

19d

About The Position

Vice President, Financial Crimes Investigator (Securities) At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. We’re seeking a future team member for the role of Vice President, Financial Crimes Investigator (Securities) to join our Financial Crimes Compliance AML Surveillance Transaction Monitoring team. This role is located in Lake Mary, FL or Pittsburgh, PA. In this role, you’ll make an impact in the following ways: Contribute to projects and program tasks intended to improve compliance and enhance the control environment With minimal guidance, contribute to assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY businesses Offer subject matter expertise in the field of transaction monitoring while continuing to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps Contribute to the preparation of time sensitive reporting and appropriately escalate issues Perform quality control reviews and/or conduct transaction based investigations Work comfortably with large data and inputs while investigating for evidence of suspicious activity Contribute to the achievement of team objectives

Requirements

• Bachelors’ degree or the equivalent combination of education and experience is required
• 6 - 9 years of total work experience preferred, experience in Anti-Money Laundering (AML) Transaction Monitoring desired
• Subject matter expertise in financial crimes investigations involving digital assets, correspondent banking, institutional custody, and/or private wealth
• Financial Services, Audit, or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations, and rules of relevant regulators preferred

Responsibilities

• Contribute to projects and program tasks intended to improve compliance and enhance the control environment
• With minimal guidance, contribute to assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY businesses
• Offer subject matter expertise in the field of transaction monitoring while continuing to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps
• Contribute to the preparation of time sensitive reporting and appropriately escalate issues
• Perform quality control reviews and/or conduct transaction based investigations
• Work comfortably with large data and inputs while investigating for evidence of suspicious activity
• Contribute to the achievement of team objectives

Benefits

• BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy.
• We provide access to flexible global resources and tools for your life’s journey.
• Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level