Transfer Agent Fraud Data Analyst (Hybrid)
About The Position
At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is growing! We are seeking an enthusiastic Data Analyst (Transfer Agent / Fraud) to join our team. This role is responsible for conducting internal reviews, audits, and investigations to ensure compliance with policies, procedures, and regulatory requirements. The analyst will assess operational, product, and compliance risks, develop mitigation strategies, and strengthen both business and information security controls across the ICS business units. The position plays a key role in maintaining a strong internal control environment by ensuring adherence to company policies, standard operating procedures, and external audit or regulatory requirements.
Requirements
- Bachelor’s degree or equivalent work experience.
- Experience in financial fraud risk management or data governance.
- At least 1 year of data visualization experience (e.g., Power BI, Access).
- Minimum of 3 years of direct customer service experience.
Nice To Haves
- Prior experience with equity transfer agency operations preferred.
Responsibilities
- Risk Management & Compliance Conduct periodic internal audits and risk assessments to ensure compliance with internal policies and external regulations.
- Lead or support investigations into compliance or fraud-related issues.
- Develop, implement, and manage risk management processes to identify, monitor, and mitigate business and information security risks.
- Maintain internal control documentation and ensure alignment with company standards and external requirements.
- Fraud Prevention & Data Integrity Analyze operational and transactional data to identify trends, anomalies, and potential fraud risks within transfer agency processes.
- Develop and maintain dashboards, data monitors, and fraud alert thresholds to detect emerging risks and reduce false positives.
- Conduct root cause analyses on data irregularities and recommend process improvements to prevent future occurrences.
- Collaborate with internal technology teams and external vendors to strengthen verification processes and support audit readiness.
- Reporting & Communication Create data visualizations and management reports to communicate key fraud metrics, emerging threats, and audit results.
- Support automation of data collection and risk reporting processes to improve efficiency and accuracy.
- Provide training and awareness sessions on fraud prevention and red-flag indicators.
- Communicate with shareholders or issuers regarding data inconsistencies, account safeguards, and fraud mitigation efforts.
- Participate in client meetings and quarterly business reviews to educate clients on emerging fraud schemes and protective measures.
Benefits
- Please visit www.broadridgebenefits.com for more information on our comprehensive benefit offerings.
- All Colorado employees receive paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act and other legally required benefits, as applicable.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Number of Employees
5,001-10,000 employees
