Transaction Operations Analyst (Remote North Carolina)
About The Position
At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is growing! We are seeking an enthusiastic Transaction Operations Analyst to join our team. T his role provides outsourced operational and transactional business process support for clients, ensuring high-quality service and efficient performance in accordance with client needs and contractual obligations. Typical responsibilities include supporting routine back-office operations such as data entry, order and application processing, document verification, accounting support, and preparation of mailings.
Requirements
- 1–3 years of operations or back-office experience in a financial services environment preferred
- Strong attention to detail and commitment to quality control
- Excellent organizational and time-management skills
- Working knowledge of trade settlement processes, industry regulations, and reconciliation practices a plus
- Proficiency with Microsoft Office Suite; familiarity with trade management or settlement systems preferred
- Ability to work independently and as part of a team in a high-volume environment
Responsibilities
- Manage and maintain RAD (Receive and Deliver) activities
- Handle DKs and resolve trade discrepancies
- Process Free Receives and Deliver vs. Payment / Receive vs. Payment (DVP/RVP) differences
- Perform SPO processing and pair-offs in coordination with the middle office and counterparties
- Conduct end-of-day balancing and funding activities
- Manage buy-in processing, fail control, and associated reporting
- Prepare and file FINRA extensions and Reg SHO 204 reports
- Perform Obligation Warehouse activities, including recaps
- Reconcile stock and cash breaks
- Support new issue processing, focusing on settlement and fail management
- Execute ETF settlement processing
- Process DWAC transactions for buybacks and conversions
Benefits
- Please visit www.broadridgebenefits.com for more information on our comprehensive benefit offerings
- All Colorado employees receive paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act and other legally required benefits, as applicable.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Education Level
No Education Listed
Number of Employees
5,001-10,000 employees
