Trader
About The Position
As a Trader, you will execute all day-to-day trading functions for advisors and clients including mutual fund and ETF trade placement, rebalances, trade reconciliation, list bill processing, incoming cash allocations, trade rejects, and corrective trading within a workflow management-controlled environment. The role is focused on processing of trading work and service issues with defined market cutoffs within a high quality, regulated environment. The role involves a teamwork approach and close coordination with advisor service teams to provide industry-leading service with quality risk management controls. As we continue to evolve and live our Orion values, we are looking for someone to grow with us. For External Candidates: Candidates must work in-office at one of the following locations for at least 3 days per week: Omaha, NE For Internal Candidates: A ll internal employees, regardless of their current work arrangement (remote or in-office), are encouraged to apply.
Requirements
- Has minimum of a bachelor’s degree in Business or related financial field
- Has a Series 65 license or ability to obtain within 90 days of employment
- Possess minimum of 2 years trading and servicing team experience in mutual funds services
- Owns and manages relationships with stakeholders directly and work effectively with people at all levels in an organization
Nice To Haves
- Has experience with financial portfolio management software is a plus
- Preferably has experience in an either Advisor Operations or Retirement Plans Service Operations field
Responsibilities
- Manage and oversee the trade flow process by the processing of all trading, cash, and allocation work for mutual funds and exchange traded funds as required by the business with high quality, within trading cut-off times, and within budget according to defined service level metrics while maintaining compliance regulations
- Maintain documentation for all work processes and procedures
- Make improvement suggestions and adhere to all approved work changes for the team
- Cross train as required to meet changing business needs
- Interact and partner effectively across all appropriate internal business teams and external clients
- Participates in testing for projects as required by the team
- Provides backup support for all work and project efforts as needed
- Assists with team planning and growth strategy
- Ensures execution of all industry and client specific compliance matters within the team
Benefits
- health, dental, vision, and disability coverage on day one
- 401(k) plan with employer match
- paid parental leave
- pet benefits including pawternity leave and pet insurance
- student loan repayment
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Number of Employees
1,001-5,000 employees
