Supervisor, Regulatory Compliance Consulting - AML/BSA

RSM•Austin, TX

54d

About The Position

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You'll find an environment that inspires and empowers you to thrive both personally and professionally. There's no one like you and that's why there's nowhere like RSM. RSM is seeking an individual with experience performing internal audits, anti-money laundering, lending and/or deposit compliance reviews and testing for financial institutions to join our Regulatory Compliance team. The individual should be self-motivated and seeking a career in a fast-paced and evolving environment.

Requirements

Bachelor's degree
Minimum of one year of experience working for a financial institution, consulting firm, or regulatory agency in regulatory compliance testing.
Demonstrated understanding of banking laws and regulations, including, but not limited to, Fair Credit Reporting Act (FCRA), Truth in Lending Act (TILA), Home Mortgage Disclosure Act (HMDA), Fair Lending, and Truth in Savings Act (TISA), Bank Secrecy Act (BSA) and other related regulatory requirements.
Knowledge of consumer financial products and services, such as deposit accounts, savings accounts, mortgages, consumer loans, and credit cards.
Excellent verbal, written and interpersonal communication skills.
Strong analytical, attention to detail, and organizational skills.
Strong Microsoft and web-based application skillsets.

Nice To Haves

CRCM, CCBCO, and/or CAMS certification.
Experience working for the FDIC, CFPB, FRB, or OCC (regulatory agencies with financial services).

Responsibilities

Work individually or as part of a team to execute BSA/AML, lending or deposit compliance testing activities for financial institutions of all sizes and complexities.
Participate in the execution of AML independent audit activities.
Identify areas of non-compliance with banking laws and regulations and provide actionable recommendations.
Demonstrate an ability to work collaboratively across multiple external and internal initiatives to achieve stated goals and timelines.
Provide quality and accurate work products.
Use proven tools and techniques to execute testing in a manner consistent with business objectives.
Identify areas to improve and bring efficiency to testing techniques.
Contribute to strong client relationships through positive client support and sound expertise.
Use straightforward communication when providing testing results to internal and external parties.
Seek and embrace opportunities to provide and receive actionable feedback.

Benefits

At RSM, we offer a competitive benefits and compensation package for all our people.â¯We offer flexibility in your schedule, empowering you to balance life's demands, while also maintaining your ability to serve clients.â¯Learn more about our total rewards at https://rsmus.com/careers/working-at-rsm/benefits.

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