Staff Internal Auditor

SoFi•Cottonwood Heights, UT

About The Position

SoFi is seeking a Staff Internal Auditor to join our Internal Audit team, reporting to the Internal Audit Manager. You’ll conduct audits and reviews across SoFi Bank, SoFi Securities, and/or SoFi Technologies. Internal Audit isn’t just about checking the boxes, we’re a strategic partner that helps SoFi grow safely and smartly. This hands-on role involves testing controls and documenting work in line with audit standards. You should have a proven ability to build relationships/partnerships and work cross-functionally to drive time-sensitive deliverables.

Requirements

Bachelor's degree in Accounting, Finance, Information Systems, Economics or a related field
Minimum of 1 year of external audit, internal audit, or related experience with knowledge of general internal controls, risk management, and/or consumer regulatory compliance
Possessing or striving for professional certification(s)(e.g. CPA, CISA, CIA, CRCM, etc.) - One professional certification must be obtained within 12 months of hire date
Strong critical thinking skills and unrelenting curiosity
Understanding of audit standards, internal controls, risk assessments, and the COSO framework.
Ability to work independently with limited daily supervision and meet deadlines.
Ability to navigate through ambiguity, manage and coordinate multiple project assignments simultaneously, accept ownership and accountability for projects, and deliver on commitments.
Strong written and verbal communication skills, and experience preparing reports and presentations.
Ability to build strong relationships, curiosity, and a positive attitude

Nice To Haves

Experience with audit engagement planning, executing, and reporting
Background in Compliance, Risk, Legal, Banking, or Internal Audit
Familiarity with the FRB, OCC, FDIC, and CFPB regulatory examination procedures
Experience with AuditBoard, Tableau, Snowflake, or similar platforms

Responsibilities

Identify and analyze risks, plan and prioritize audit work
Conduct process interview walkthroughs, observe operations, document and analyze procedures and controls
Perform audit tests and prepare workpapers
Perform issue follow-up, including validation testing of corrective actions
Develop audit recommendations and review issues with appropriate management
Assist in developing formal written reports for management and stakeholders
Prepare summaries of audit findings
Utilize data analytics and tools during audits
Continue to grow knowledge of auditing, financial services, and technology through self-study and continuing education
Work on multiple projects simultaneously while meeting deadlines
Execute special assignments and other duties as assigned