Sr. Compliance Officer

Invesco Ltd. • Atlanta, GA

4d • $120,000 - $130,000 • Hybrid

About The Position

The Senior Compliance Officer utilizes technical and subject matter expertise, experience, and judgment to complete assigned responsibilities with considerable independence; ensures adequate procedures and controls are established and followed in order to minimize financial and reputational risk; identifies, communicates, and escalates issues that present risk. The role also leads initiatives that engage the Investment Compliance team, be it intra-departmental or enterprise level.

Requirements

• Bachelor’s degree in finance, accounting, or a related field.
• Minimum 5 years of experience in financial services, preferably in asset management.
• Strong knowledge of investments, securities law (e.g., 1940 Act, UCITS, 81-102), and investment management industry practices.
• Excellent analytical, organizational, and problem-solving skills with strong attention to detail.
• Effective communication and interpersonal skills, able to work independently and collaboratively under pressure.
• Proven ability to manage competing priorities and deliver high-quality results in a fast-paced environment.

Nice To Haves

• Experience with trading/compliance systems such as Aladdin and Charles River preferred.
• FINRA Series 7 license and/or advanced professional certifications preferred.

Responsibilities

• Provide senior oversight of pre-trade compliance monitoring within Aladdin OMS, resolving complex exceptions and advising senior portfolio managers and traders.
• Own contract interpretation and rule governance for client IMAs and regulatory investment restrictions, ensuring accuracy and control integrity.
• Partner with Product, Legal, and Investments teams to support new product launches by reviewing and embedding robust compliance controls.
• Act as a senior compliance partner to Fixed Income, leveraging analytics to deliver timely, consistent compliance outcomes aligned with business and regulatory requirements.
• Collaborate with portfolio management to evaluate new investment strategies, ensuring compliance through Aladdin system capabilities.
• Lead cross-functional projects, managing workstreams, resolving issues, and communicating updates to senior stakeholders.
• Mentor junior compliance officers, providing technical guidance and fostering strong risk awareness and professional judgment.
• Drive continuous improvement initiatives to enhance control effectiveness, data quality, and compliance monitoring processes.

Benefits

• Flexible paid time off
• Hybrid work schedule
• 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution
• Health & wellbeing benefits
• Parental Leave benefits
• Employee stock purchase plan

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 1,001-5,000 employees