Sr. Compliance Analyst - Remote/Hybrid Farmington, CT

Symetra

1d • Hybrid

About The Position

As a Sr. Compliance Analyst, you will support the execution of Symetra Investment Management (“SIM”) Compliance program. You’ll be a part of the strategic development and maintenance of client investment guideline surveillance program. Interfacing with the portfolio management/trading teams to address potential guideline violations during the course of the trading day. Contribute to the firm’s analysis, drafting and testing of firm's compliance policies and procedures. Own responsibility for the completion and filing of certain regulatory filings. Complete client compliance reporting and other ad hoc projects associated with maintaining a compliance program of a registered investment advisor.

Requirements

• Bachelor’s degree in Finance, Accounting or equivalent work experience.
• Minimum of 3+ years in Investments or Finance related field.
• Ability to multi-task and to work both independently and collaboratively in a team environment. Continuously exhibits a high level of motivation and initiative.
• Proficiency in Microsoft Suite (Excel, PowerPoint) with strong capability to use pivot tables.
• Results focused.
• Continuously exhibit a high level of motivation and initiative to take on complex tasks while building your skills and knowledge.
• Strong technology focus and have interest and ability to use technology to automate repetitive tasks.
• Bloomberg or other investment guideline coding or trade order management system experience.
• Investments knowledge including fixed income, alternative assets, loans and/or derivatives.
• Excellent written and verbal communication skills with demonstrated attention to detail while being analytically oriented.
• High school diploma required.
• This is a remote role with required travel to the Farmington, CT office once a week.

Responsibilities

• Establishing and maintaining an effective surveillance program for compliance with client investment guidelines and leading reviews with portfolio management regarding potential violations or considerations in establishing an effective investment guideline surveillance program with new clients
• Participating in the maintenance of the firm's compliance policies and procedures and the execution of the firm's annual compliance testing program
• Assisting with and/or completing client reporting and or regulatory filings
• Assisting with and/or completing tasks of preparing and presenting compliance presentations to management to evidence the effectiveness of compliance control processes
• Evaluation of firm internal controls and assessment of operational risk and other ad hoc projects relating to the SIM compliance program

Benefits

• Flexible full-time or hybrid telecommuting arrangements
• Plan for your future with our 401(k) plan and take advantage of immediate vesting and company matching up to 6%
• Paid time away including vacation and sick time, flex days and ten paid holidays
• Give back to your community and double your impact through our company matching

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level