Sr. Analyst, Regulatory Advisory Compliance

T. Rowe Price • Owings Mills, MD

8d • $87,000 - $148,000 • Hybrid

About The Position

At T. Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident. We believe doing the right thing for our clients and our associates is good business. With a career at the firm, you can expect opportunities to create real impact at work and in your community. You’ll enjoy resources to support your career path, as well as compensation, benefits, and flexibility to enrich your life. Here, you’ll find a collaborative culture that respects and values differences and colleagues who share a spirit of generosity. Join us for the opportunity to grow and make a difference in ways that matter to you. About the Role This role demands exceptional analytical and problem-solving abilities, alongside the capacity to manage multiple deadlines efficiently. The individual will oversee the registration of associates for our National Futures Association (NFA) registrants and handle extensive regulatory filings and RFP/Due Diligence requests for TRP (Canada), Inc. The role requires adept multitasking and the flexibility to pivot quickly, providing support across various projects as needed. Role Summary Advises internal clients in maintaining and enhancing their respective compliance programs and leads projects to improve compliance processes/programs. Applies in-depth knowledge to prepare relevant analyses and recommendations.

Requirements

• Bachelor's degree or the equivalent combination of education and relevant experience AND 5+ years of total relevant work experience

Nice To Haves

• Familiarity with regulatory filings/RFPs
• Prior NFA experience, specifically relating to registrations
• Strong technical and analytical skills

Responsibilities

• Ongoing ownership of the NFA individual registration process from start to finish, in collaboration with multiple departments across the firm.
• Utilizes expertise and strong analytical skills to complete a high volume of regulatory filings and RFP/Due Diligence requests.
• Collaborates on projects driven by the needs of the business units or the chief compliance officer. Projects may be firmwide or impact the majority of business units.
• Coordinates internal and external resources to accomplish project goals, manages the project team, and follows up on project deadlines.
• Conducts testing of policies and procedures for an assigned business unit.
• In consultation with legal team, recognizes current industry compliance issues and research and impact on T. Rowe Price and assigned business units.
• Communicates relevant information to various business units, which requires sound understanding of the business functions of all business units across T. Rowe Price.

Benefits

• Competitive compensation
• Annual bonus eligibility
• A generous retirement plan
• Hybrid work schedule
• Health and wellness benefits, including online therapy
• Paid time off for vacation, illness, medical appointments, and volunteering days
• Family care resources, including fertility and adoption benefits

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level