Special Investigations - Senior WCIB Investigator

U.S. Bank • Knoxville, TN

12h • Onsite

About The Position

At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. Job Description The Special Investigations Unit (SIU) is part of U.S. Bank’s Enterprise Financial Crimes Compliance (EFCC) organization, a second line of defense responsible for identifying and preventing individuals and businesses from using U.S. Bank products and services for illegal purposes and reporting suspicious activity to FinCEN and law enforcement. The Special Investigations (SI) Team is responsible for investigating high-risk and/or sensitive financial crime activity (AML and Fraud) as well as broker-dealer and Wealth, Corporate, Commercial and Institution (WCIB) investigations. As a WCIB Investigator you will be responsible for conducting thorough investigations which may include analyzing transactional information, claims of fraud, customer data, and open-source research for the purpose of recommending whether not a Suspicious Activity Report (SAR) should be filed with FinCEN. This is an AML focused role, and the ideal candidate will have an understanding of broker-dealer and WCIB operations, products/services, systems, and associated risks/controls. This role will require FINRA association as a non-registered associated person of a registered broker-dealer firm, which will be completed after hire.

Requirements

• Bachelor's degree, or equivalent work experience
• Typically more than three years of applicable experience

Nice To Haves

• Intermediate knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
• Intermediate understanding of the business line’s operations, products/services, systems, and associated risks/controls
• Thorough knowledge of Risk/Compliance/Audit competencies
• Strong analytical, process facilitation and project management skills
• Effective presentation, interpersonal, written and verbal communication skills
• Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
• Applicable professional certifications

Responsibilities

• conducting thorough investigations which may include analyzing transactional information, claims of fraud, customer data, and open-source research for the purpose of recommending whether not a Suspicious Activity Report (SAR) should be filed with FinCEN

Benefits

• Healthcare (medical, dental, vision)
• Basic term and optional term life insurance
• Short-term and long-term disability
• Pregnancy disability and parental leave
• 401(k) and employer-funded retirement plan
• Paid vacation (from two to five weeks depending on salary grade and tenure)
• Up to 11 paid holiday opportunities
• Adoption assistance
• Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Number of Employees: 5,001-10,000 employees