Senior Regulatory Reporting Specialist
Job Title Senior Regulatory Reporting Specialist Date Posted 7/30/2025 Location New York, NY Status A Job Type Contract Full-Time Position Id 1006904 Written By ADMIN Job Description Responsibilities: This role is responsible for - Preparation of Weekly 15c3-3 Customer and PAB Reserve Computations - Preparation of 15c3-1 Net Capital Calculation Skills and Qualifications: Must Have: Series 27 License Excellent knowledge of SEA rules 15c3-1 and 15c3-3 US Broker Dealer Regulatory reporting experience Knowledge of broker dealer Accounting and Operations Nice to Have: CPA
Requirements
- Series 27 License
- Excellent knowledge of SEA rules 15c3-1 and 15c3-3
- US Broker Dealer Regulatory reporting experience
- Knowledge of broker dealer Accounting and Operations
Nice To Haves
- CPA
Responsibilities
- Preparation of Weekly 15c3-3 Customer and PAB Reserve Computations
- Preparation of 15c3-1 Net Capital Calculation
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What This Job Offers
Job Type
Full-time
Career Level
Senior
Education Level
No Education Listed
Number of Employees
1-10 employees
