Senior Manager, Investigations Diligence and Compliance - Specialist

Kroll•New York, NY

56d•$90,000 - $200,000

About The Position

As a Senior Manager, Investigations Diligence and Compliance - Specialist in Financial Crime Advisory, you will lead strategic initiatives to help clients prevent, detect, and mitigate financial crime risks. This role combines regulatory expertise, risk management, and technology-driven solutions to deliver high-impact advisory services. Day-to-Day Responsibilities: Advisory & Strategy Design and implement financial crime prevention frameworks. Advise clients on AML, KYC, sanctions, transaction monitoring and regulatory compliance. Translate regulatory changes into actionable business processes. Risk Assessment & Compliance Conduct gap analyses and recommend enhancements to compliance programs. Oversee risk assessments, audits, and remediation plans. Ensure alignment with global and local regulatory standards. Project & Team Leadership Manage complex advisory projects and deliver high-quality outcomes. Lead and mentor teams, fostering professional growth and collaboration. Coordinate with regulators, auditors, and senior stakeholders. Innovation & Technology Utilize data analytics and emerging technologies to strengthen compliance. Identify automation opportunities for monitoring and reporting. Stakeholder Engagement Build trusted client relationships and act as a primary point of contact. Prepare and present reports to senior management and regulatory bodies.

Requirements

6-10 years of experience in financial crime compliance or advisory.
Strong knowledge of AML, CTF, sanctions, and fraud regulations.
Proven leadership and project management experience.
Strategic thinking and problem-solving.
Deep understanding of regulatory frameworks.
Strong communication and stakeholder management skills.
Adaptability to emerging technologies and regulatory changes.

Nice To Haves

Certifications such as CAMS, CFE, or equivalent preferred.

Responsibilities

Design and implement financial crime prevention frameworks.
Advise clients on AML, KYC, sanctions, transaction monitoring and regulatory compliance.
Translate regulatory changes into actionable business processes.
Conduct gap analyses and recommend enhancements to compliance programs.
Oversee risk assessments, audits, and remediation plans.
Ensure alignment with global and local regulatory standards.
Manage complex advisory projects and deliver high-quality outcomes.
Lead and mentor teams, fostering professional growth and collaboration.
Coordinate with regulators, auditors, and senior stakeholders.
Utilize data analytics and emerging technologies to strengthen compliance.
Identify automation opportunities for monitoring and reporting.
Build trusted client relationships and act as a primary point of contact.
Prepare and present reports to senior management and regulatory bodies.

Benefits

Healthcare Coverage: Comprehensive medical, dental, and vision plans.
Time Off and Leave Policies: Generous paid time off (PTO), paid company holidays, generous parental and family leave.
Protective Insurances: Life insurance, short- and long-term disability coverage, and accident protection.
Compensation and Rewards: Competitive salary structures, performance-based incentives, and merit-based compensation reviews.
Retirement Plans: 401(k) plans with company matching.

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