Senior Manager, Asset Management Treasurers Office, SOX Oversight
About The Position
As a Senior Manager in Asset Management’s Treasurers Office, you will play a key role in the oversight of the Sarbanes Oxley (SOX) Compliance programs for Fidelity’s alternative and retail funds. In this role you will provide support for the SOX 404 risk assessment, overall SOX program governance and continuous improvement across multiple products to ensure compliance with the requirements. You will think and work across Fidelity, partnering with Fidelity Fund and Investment Operations, and with key business partners in Legal, Compliance, and Risk. The Asset Management Treasurers Office provides fiduciary oversight of Fidelity’s funds, shareholder activity, and service providers. We use industry knowledge, technical experience, and our responsibility as fiduciaries to set and monitor adherence to fund policies, and we support the Funds’ Boards of Trustees in fulfilling their responsibilities to the Fidelity Mutual Funds. In addition to overseeing Fidelity’s existing products, we also actively support Asset Management’s efforts to expand investment capabilities by ensuring appropriate oversight is in place for new products prior to implementation. Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to roles listed as Remote or Onsite.
Requirements
- Bachelor's degree in accounting or related field.
- Minimum 6+ years industry or equivalent experience.
- 4+ years mutual fund accounting, financial reporting, public accounting or related financial experience.
- Experience with controls requirements including SOX 404
- Advanced knowledge of the mutual fund business, investment types and alternative investment products.
- Strong technical accounting and regulatory knowledge, including SOX 404
- Excellent problem-solving skills and attention to detail and dedication to accuracy.
- Excellent interpersonal communication including documentation skills and ability to summarize and present sophisticated findings in clear, organized, concise manner.
- Ability to partner with all levels as well as exercise discretion.
- Strong collaboration skills and an ability to work optimally across business units.
- Ability to work independently as well as in a team.
- Advanced MS Excel skills and proficiency in MS Word as well as industry research tools.
Nice To Haves
- CPA a plus.
Responsibilities
- Provide support for the SOX 404 risk assessment
- Provide overall SOX program governance
- Provide continuous improvement across multiple products to ensure compliance with the requirements
- Partner with Fidelity Fund and Investment Operations, and with key business partners in Legal, Compliance, and Risk.
Benefits
- comprehensive health care coverage and emotional well-being support
- market-leading retirement
- generous paid time off and parental leave
- charitable giving employee match program
- educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
