Risk Analyst Operations

Fidelity Investments•Smithfield, RI

2d•Hybrid

About The Position

The Senior Legal Analyst will interpret, analyze, and respond to legal, government, or regulatory documents within a strict timeframe set by these entities. The Associate must perform these tasks while being cognizant of the real and potential risk and liability to Fidelity and its customers.

Requirements

Bachelor's degree and/or equivalent (1-3) years of legal, compliance and/or regulatory experience.
Experience in the financial services industry or legal setting.
Knowledge of the industry.
Excellent interpersonal skills.
Strong command of the written language.
Excellent organizational and time-management skills.
Independent and team contributor.

Nice To Haves

Paralegal certificate a plus.

Responsibilities

Interpret rules and regulations that govern a vast array of legal and regulatory documents.
Working within these parameters to analyze, interpret, and respond to complex documents that that need precise and accurate responses to ensure that we respond appropriately to the legal, governmental or regulatory authority while not opening Fidelity Investments to lawsuits from out clients.
Analyze court and administrative orders to determine whether they are enforceable and when it is appropriate restrict accounts or transfer assets in accordance to the legal documents.
Analyze and respond to subpoena requests. The analyst must determine scope of production, what documents can be produced pursuant to the request and Fidelity's policy and procedures.
Respond to Class Action requests.
Respond to child support, tax and federal levies.
Be a team member who is expected to be responsible for a number of workflows as volumes require.
Regularly interact with regulators, attorneys, and customers on highly visible and complex items.
Explain rationale for Fidelity's policy or position with respect to legal documents.
Build and maintain internal and external working relationships necessary to elicit information and assistance in completing responses within strict timeframe.
Develop strong command of the relevant rules, laws, and regulations, as well as Fidelity's internal policies and procedures.
Some OT required based on volumes.