Compliance - Senior Compliance Specialist

NBH Bank•Kansas City, MO

56d•Onsite

About The Position

At our Bank, we believe common sense is more than just banking. We believe in finding financial solutions that cater specifically to our client's needs. We are looking for talented associates who understand the complexities of life and will offer simple solutions that best fit the needs of our clients. If this is what you believe in, then you're definitely right for us. And, we might be the right bank for you. As a Senior Compliance Specialist, you will train and mentor Compliance Specialists in the lending compliance program. You will be responsible for a variety of tasks including; developing and maintaining department procedures for Compliance Specialists as appropriate and directed by the Compliance Officer. You will supervise and perform assessments of compliance risk and internal controls, including performing periodic testing and monitoring to validate effectiveness of the compliance program under supervision of the Compliance Officer. Other tasks may include reviewing other Compliance Specialists work papers for edits and thoroughness prior to submission to management. You may develop and review recommendations and actions plans for corrective action based on findings and oversight to ensure the corrective action has been implemented. Other tasks will be assisting the Lending Compliance Officer in managing the compliance program. You will need the ability to interpret regulatory rules and their impact on the business. Interaction with the business line to deliver guidance on compliance and supervisory findings related to monitoring and testing areas will be required. All associates are expected to maintain current knowledge of compliance laws, regulations, regulatory trends, systems and bank products.

Requirements

Bachelor's degree in Business Administration, or equivalent combination of education and related work experience
5+ years work experience in compliance, regulatory, audit or operational risk management experience.
Strong knowledge of Federal banking rules and regulations.
Experience using computer software, particularly Microsoft Office including Excel
Demonstrated risk assessment, analytical, decision making, interpersonal, presentation, and written/verbal communication skills

Nice To Haves

Advanced degree or Certification as Certified Bank Compliance Officer (CCBCO), Certified Regulatory and Compliance Professional (CRCP), Certified Regulatory Compliance Manager (CRCM), or commissioned examiner
Working knowledge of Bank systems and/or lending platforms (Encompass, CapitalStream, DecisionPro)
Minimum of two (2) years compliance management.
Minimum of two (2) years mortgage banking experience.
Consumer and Mortgage Lending Compliance experience preferred.
A Strong working knowledge of Bank systems and/or lending platforms.
Microsoft Office products, specifically Excel, Word, PowerPoint, Project, Outlook
Ability to manage time and reporting to multiple different deadlines
Ability to work under pressure while maintaining accuracy and attention to details
Ability to lead with a positive demeanor and outlook.
Anticipate and provide solutions to complex issues
Judgment and decision-making ability
Accuracy and attention to detail
Demonstrated integrity and ethical standards
Strong project management and multi-tasking skills
Exceptional verbal, written, and interpersonal communication skills; ability to apply a common sense approach to issue resolution
Ability to work with other business unit leaders on committees and on projects to address risk issues including senior business management, compliance colleagues, and peers.
Able to support point of view when challenged
Detail-oriented, organized, articulate, and willing to take responsibility
Self-motivated, proactive, and able to manage multiple priorities
Ability to work independently and in a team environment

Responsibilities

Train and mentor Compliance Specialists in the lending compliance program.
Developing and maintaining department procedures for Compliance Specialists as appropriate and directed by the Compliance Officer.
Supervise and perform assessments of compliance risk and internal controls, including performing periodic testing and monitoring to validate effectiveness of the compliance program under supervision of the Compliance Officer.
Reviewing other Compliance Specialists work papers for edits and thoroughness prior to submission to management.
Develop and review recommendations and actions plans for corrective action based on findings and oversight to ensure the corrective action has been implemented.
Assisting the Lending Compliance Officer in managing the compliance program.
Interpret regulatory rules and their impact on the business.
Interaction with the business line to deliver guidance on compliance and supervisory findings related to monitoring and testing areas.

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