Senior Compliance Advisor

Vanguard • Malvern, PA

2d

About The Position

Join Vanguard as a Senior Compliance Advisor and become an integral part of a dynamic, expanding team. This is a unique opportunity to shape the vision for the development and implementation of innovative compliance oversight programs that impact multiple areas, including Exemptive Relief, Finance, Fiduciary Risk, and Human Resources. As a trusted advisor, you’ll actively collaborate with both internal and external partners, sharing your expertise and guiding regulated activities. We’re seeking driven individuals with a spirit of curiosity and initiative—someone who thrives on researching best-in-class solutions through education, industry networking, and regulatory research. If you excel at program management, enjoy creative, solution-focused thinking, and are passionate about contributing to the success of a forward-thinking organization, we invite you to help us set new standards in compliance. Step into a role where your insights and leadership will directly influence Vanguard’s future.

Requirements

• Minimum of five years related work experience, with at least two years within a financial services compliance function.
• Undergraduate degree or equivalent combination of training and experience.

Responsibilities

• Advises business units and liaises with stakeholders and risk partners.
• Manages regulatory visits, inquiries, and investigations; guides mitigation of compliance risks.
• Directs design and upkeep of compliance policies and procedures, and supports new standards.
• Implements corrective actions to resolve issues.
• Oversees operational efficiency and sets measurable standards using available resources.
• Acts as a compliance expert.
• Contributes to special projects and other assigned duties.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees