Senior Auditor, BSA / AML

MMC Group • Abilene, TX

1d

About The Position

This senior-level audit professional is responsible for executing and supporting risk-based audits across financial crimes compliance and regulatory programs. The role focuses on evaluating internal controls, identifying regulatory risk, and supporting a robust internal audit framework aligned with the size and complexity of a multi-entity financial services organization. The position partners closely with internal audit leadership, business stakeholders, and external audit resources to ensure compliance programs remain effective, defensible, and regulator-ready.

Requirements

• Bachelor's degree in business, accounting, finance, or a related field
• Four to five years of progressive experience in internal audit, regulatory compliance, or public accounting within a regulated financial institution
• Strong working knowledge of financial crimes regulations and compliance frameworks
• Understanding of internal audit standards and risk-based audit methodologies
• Experience evaluating compliance programs and internal control environments
• Proficiency with Microsoft Office tools including Excel, Word, PowerPoint, and related productivity platforms
• Strong analytical and critical thinking skills
• High attention to detail and documentation accuracy
• Clear, concise written and verbal communication
• Ability to manage multiple priorities and meet deadlines
• Professional judgment and objectivity
• Proven ability to safeguard confidential and sensitive information

Nice To Haves

• Professional certifications such as CIA, CAMS, CRCM, or similar, or a demonstrated plan to obtain certification
• Experience working with multi-entity or complex financial services environments
• Prior exposure to co-sourced or externally supported audit engagements

Responsibilities

• Plan and execute risk-based internal audits related to BSA, AML, OFAC, and regulatory compliance
• Assess the design and operating effectiveness of internal controls supporting financial crimes programs
• Perform audit testing across areas such as sanctions screening, suspicious activity reporting, customer due diligence, enhanced due diligence, transaction monitoring, CTR processes, and information sharing requirements
• Support audits of consumer and regulatory compliance areas, including payment regulations, consumer protection, fair lending, and military protections
• Prepare clear, well-supported audit documentation and workpapers in accordance with internal audit standards
• Identify control gaps, process weaknesses, and compliance risks, and develop practical, risk-based recommendations
• Draft audit reports that clearly communicate issues, root causes, risk impact, and remediation expectations
• Review and validate management corrective action plans and monitor remediation progress
• Coordinate with external or co-sourced audit partners, including planning, scheduling, and information requests
• Collaborate effectively with audit team members and business partners across the organization
• Maintain awareness of regulatory developments, emerging risks, and industry best practices
• Adhere to professional auditing standards and internal policies
• Support additional audit initiatives and special projects as assigned

Benefits

• MMC offers health insurance plans for our active candidates on assignment, including: Medical, dental, and vision coverage
• Life and disability insurance
• Additional voluntary benefits

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level