Senior Associate, Pershing Investigator

BNY Mellon • Lake Mary, FL

12d

About The Position

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. We’re seeking a future team member for the role of Senior Associate, Pershing AML Investigator to join our Financial Crimes Compliance team. This role is located in Pittsburgh, PA or Lake Mary, FL. In this role, you’ll make an impact in the following ways: Mitigate financial crimes risk through excellence in suspicious activity identification, investigations and reporting through compliance with the Bank Secrecy Act (BSA) and USA Patriot ACT.

Requirements

• Bachelors’ degree or the equivalent combination of education and experience is required.
• 3 + years of total work experience for a financial institution in an AML investigation function.
• Ability to work in a fast-paced environment that requires hands on support and teamwork.

Nice To Haves

• Experience with Broker-Dealer, Registered Investment Adviser or regulatory agency preferred.
• Series 7 and 24 license preferred or willingness to obtain.

Responsibilities

• Conducts moderate to highly complex investigations involving potential money laundering, terrorist financing, fraud, and other financial crimes.
• Investigations will require in-depth research, analysis of transactional data, well-written narratives, and ability to leverage multiple bank platforms.
• Draft timely, error-free, high-quality Suspicious Activity Reports (SARs) that follow FinCEN regulations and guidance, and thoroughly document decisions not to file SARs.
• Demonstrates exceptional attention to detail, ability to work independently, and handle tight deadlines with a robust caseload.
• Effectively communicate and develop relationships with leaders and collaborate to achieve team objectives.

Benefits

• BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy.
• We provide access to flexible global resources and tools for your life’s journey.
• Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level