Senior Vice President, Counsel- BNY Pershing
About The Position
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. We are seeking a Senior Vice President, Counsel to support the BNY Pershing Wealth Services Platform and the broader BNY enterprise as needed This role is located in NYC, Pittsburgh, PA OR Lake Mary, FL In this role, you’ll make an impact in the following ways:
Requirements
- 3 -7 years' experience, 5+ years preferred legal experience with a focus on contracts and investment advisory and/or broker-dealer issues.
- Prior corporate legal experience within the financial services industry or experience in assigned practice area (e.g., securities, employment, etc.) with an outside law firm is preferred.
- Experience with a Broker-Dealer, Registered Investment Adviser or regulatory agency preferred.
- Excellent oral and written communication skills, including strong presentation abilities.
- Strong interpersonal skills to influence and impact business decisions.
- Ability to work in a fast-paced, dynamic environment that requires hands-on support and business teamwork.
Nice To Haves
- An ideal candidate has in-house counsel experience.
Responsibilities
- Report to the Head of BNY Pershing Legal and serve as a key adviser to the business.
- Manage and negotiate contracts for Pershing for a variety of advisory, brokerage, technology, and operational services.
- Provide general legal support to the broker-dealer. registered investment adviser and technology affiliate as needed.
- Advise on new product development and regulatory risk management decisions.
- Provide business leaders and associates with advice and guidance in identifying the critical problems to which the application of legal principals yields the greatest opportunities for minimizing risks and maximizing profits.
- Keep informed on legislation and rulemaking affecting business operations and developments in corporate and securities law practice and update the team and management as appropriate.
- Collaborate with business leaders and associates to develop legal and regulatory best practices.
Benefits
- BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy.
- We provide access to flexible global resources and tools for your life’s journey.
- Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
