The Sec & Derivative Intermediate Associate Analyst is an entry-level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions. Responsibilities: Utilize industry and business knowledge to perform settlement and reconciliation functions Actively manage fails and breaks through root cause analysis and resolution Contribute to the development of a micro-service IT strategy, redefining existing systems/flows Identify and support implementation of securities processing improvements Assist with identifying control gaps and formulating policies that streamline related work processes Develop and use knowledge of securities, processing practices and standards Provide informal guidance or on the job training to lower level/new securities processing team members when required Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Do the right thing, strive for excellence, and be proactive across all areas of focus This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
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Job Type
Full-time
Career Level
Entry Level
Number of Employees
5,001-10,000 employees