Securities Based Analyst I

Stifel • St. Louis, MO

5d

About The Position

The Securities Based Analyst I will proactively provide Securities Based Lending awareness and support to Financial Advisors, Loan Officers and Clients.

Requirements

• Solid understanding of fundamentals of corporate & retail lending; working knowledge of investments & brokerage business.
• Excellent organizational and communication skills
• Able to combine pieces of information to form rules or conclusions and then apply them to specific problems to produce answers that make sense.
• Knowledge of economic and accounting principles and practices, the financial markets, banking and the analysis and reporting of financial data; strong ability to manage data.
• Minimum Required: Bachelor's Degree in finance accounting or another business related field
• Minimum Required: 1 to 3 years' experience in the financial services industry
• Minimum Required: None
• Advanced skills in Microsoft Excel; proficient in Word, PowerPoint, and Outlook

Responsibilities

• Serve as primary contact and ongoing resource either via phone or in person for loan referrals and clients.
• Promote securities-based loan products to Financial Advisors and clients through various sales & marketing campaigns
• Maintain relationships with clients and Financial Advisors after the loan is originated to help facilitate loan servicing, including general Q&A, access to funds, billing and statement questions, and other related inquiries.
• Underwrite, structure and process security based loans once clients' needs are assessed.
• Prepare credit memoranda for review by Internal Loan Committee and Senior Management.
• Provide risk management support by utilizing Stifel Nicolaus's systems and partnering with the Stifel Nicolaus Risk Management Department to determine and monitor daily credit availability, issue margin calls, and coordinate receipt and delivery of additional collateral or sale of securities.
• Coordinate operational and processing activities for approved loans.
• Process and manage securities-based loans by use of computer systems.
• Understand and comply with all regulations, including the Community Reinvestment Act, Bank Secrecy Act, Fair Credit Reporting Act, etc.

Benefits

• comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Number of Employees: 1,001-5,000 employees