ROQA - Consumer Compliance Specialist

M&T Bank•Getzville, NY

8d•Onsite

About The Position

Overview: Develop, implement and execute various operational risk/compliance-related initiatives at the business line level, to include production of materials for both internal and external exams, conducting fraud reviews, updating and creating training materials, provide expertise and support for the business line, performing monitoring, and/or testing including the creation and updating of scripts. Analyze various State and Federal regulations to determine the relevance to business lines. Primary Responsibilities: Analyze areas of regulatory concern and recognize when gaps in controls warrant escalation to management. Work with the business line to develop and implement appropriate policies and procedures to ensure compliance with the regulations. Support business line by providing technical compliance expertise in furthering business line initiatives and resolving issues to ensure policies, procedures and controls result in material compliance. Maintain compliance policy manual. Identify root causes and corrective actions and formulate solutions that minimize the impact of identified compliance issues.

Requirements

Bachelor’s degree or equivalent work experience
Minimum two years’ relevant industry experience, to include one year of compliance experience
Sound analytical abilities and problem solving
Excellent written and verbal communication skills
Attention to detail
Solid working knowledge of personal computers and software utilized by the Division

Nice To Haves

Two years’ supervisory / work leadership experience preferred.
Two years’ departmental experience preferred.

Responsibilities

Develop, implement and execute various operational risk/compliance-related initiatives at the business line level
Produce materials for both internal and external exams
Conduct fraud reviews
Update and create training materials
Provide expertise and support for the business line
Perform monitoring, and/or testing including the creation and updating of scripts
Analyze various State and Federal regulations to determine the relevance to business lines
Analyze areas of regulatory concern and recognize when gaps in controls warrant escalation to management
Work with the business line to develop and implement appropriate policies and procedures to ensure compliance with the regulations
Support business line by providing technical compliance expertise in furthering business line initiatives and resolving issues to ensure policies, procedures and controls result in material compliance
Maintain compliance policy manual
Identify root causes and corrective actions and formulate solutions that minimize the impact of identified compliance issues