RIS Trading Support Specialist - Regions Investment Services

Regions Bank•Hoover, AL

14d•Onsite

About The Position

At Regions, the RIS Trading Support Specialist is responsible for providing excellent and timely customer service to clients by submitting trades and answering account related questions. This role supports Financial Advisors across the entire Regions’ footprint.

Requirements

High School Diploma or GED
Three (3) years of banking or financial services experience
Financial Industry Regulatory Authority (FINRA) Series 7
Ability to research and solve problems
Excellent verbal and written communication skills
Proficient at Microsoft Office (Excel, Word, etc)
Strong analyzing, coordinating, and follow up skills
Strong attention to detail

Nice To Haves

Bank brokerage experience
Financial Industry Regulatory Authority (FINRA) Series 63 & 65 OR Series 66

Responsibilities

Monitors incoming communication via phone and email to submit trades and move money at the direction of the client or Financial Advisor
Fields questions from clients regarding accounts, statements, tax documents, and transactions as necessary
Runs and distributes financial reports for internal bank partners
Acts as a liaison between the client and Financial Advisor
Serves as a backup to Financial Advisors throughout the footprint on trade related activities
Ensures SmartWorks data is accurate and up to date
Notifies Cetera of necessary systems corrections