CCOR - Regulatory Strategy Senior Officer - Associate

JPMorgan Chase & Co.New York, NY
51d

About The Position

As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide Regulatory Strategy team, you will assist exam managers on all regulatory engagements, including examinations and ongoing monitoring that influence the Asset & Wealth Management operations as well as cross-business regulatory engagements. Additionally, you will be responsible for supporting the Chief Data & Analytics Office team, including Artificial Intelligence in their global regulatory examinations and engagements. The Firmwide Regulatory Strategy team overseas the comprehensive relationships between the Firm and its Global Regulators.

Requirements

  • BA/BS degree required.
  • High proficiency in Adobe, Excel and PowerPoint.
  • Excellent interpersonal, organizational, leadership, and communication skills.
  • Client service skills - the candidate must demonstrate the judgment and ability to closely partner with and advise managers and other stakeholders on regulatory interactions.
  • Strong analytical skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues.
  • Project management skills and ability to manage multiple work streams involving different partners and groups.
  • Ability to thrive in a fast-paced, deadline-driven environment, including by demonstrating excellent time management and planning skills, along with the ability to handle multiple assignments at the same time.
  • A demonstrated high level of integrity, confidentiality and trustworthiness.

Nice To Haves

  • Knowledge of Tableau and Visio, and SharePoint

Responsibilities

  • Support the coordination of examinations and ongoing monitoring by regulators covering AWM and CDAO, through the entire lifecycle of an exam.
  • Provide updates to management regarding the matters being handled, including, but not limited to, the timely escalation and resolution of potential issues.
  • Establish and develop effective relationships within Compliance and with the Business, Operations, Finance, Regulatory Reporting, Technology, Control Management, Legal and Internal Audit.
  • Work with the relevant businesses and functions to obtain information/documentation to respond to regulatory requests.
  • Analyze and summarize information for regulatory submissions, ensuring confidentiality and accuracy.
  • Package regulatory submissions - including ensuring documentation submitted to the regulators is classified as confidential supervisory information, as appropriate. Perform redaction of Confidential Supervisory Information on information, where required.
  • Provide periodic examination status updates and contribute to internal reporting and tracking.
  • Help ensure data quality for inputs into the team's central repository to enable reliable and effective reporting to senior management.
  • Maintain tracking related to examinations and regulatory findings.
  • Contribute to the development of best practices in regulatory strategy and compliance.

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What This Job Offers

Job Type

Full-time

Career Level

Mid Level

Industry

Credit Intermediation and Related Activities

Number of Employees

5,001-10,000 employees

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