About The Position
Help support for the assessment of activities and processes as per required Policies, Standards and Procedures to strengthen risk management quality Help conduct routine testing of internal activities and processes to ensure adherence to established quality standards and identify areas of risk or non-compliance Assist to review stakeholder/client feedback and respond to any quality assurance complaints or issues in a timely and efficient manner Support quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process Help develop and execute Monitoring and Testing for controls, including control design assessment and design of operational effectiveness for monitoring & testing tools, monitoring/testing design assessment, and execution of monitoring/testing tool Support reporting on quality control outcomes and control effectiveness to top management and relevant stakeholders Help teams involved in the end-to-end monitoring of the controls as defined in Risk Management policy Participate in strategic initiatives for control performance enhancements Participate in leadership meetings to analyze documentation and processes to ensure risks and control points are properly addressed Help in Control & Monitoring Design Assessment (CMDA) meetings Help to identify any monitoring breaks and suggest enhancements
Requirements
- Minimum of 5-8 years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry.
- Ability to identify, measure, and manage key risks and controls.
- Strong knowledge in the development and execution for controls.
- Proven experience in control related functions in the financial industry.
- Proven experience in implementing sustainable solutions and improving processes.
- Understanding of compliance laws, rules, regulations, and best practices.
- Strong analytical skills to evaluate complex risk and control activities and processes.
- Strong verbal and written communication skills, with a demonstrated ability to engage at the senior management level.
- Strong problem-solving and decision-making skills.
- Ability to manage multiple tasks and priorities.
- Proficiency in Microsoft Office suite, particularly Excel, PowerPoint, and Word.
- Bachelor's/University degree or equivalent experience
- Analytical Thinking
- Assurance Strategy
- Communication
- Constructive Debate
- Controls Assessment
- Controls Lifecycle
- Policy and Procedure
- Risk Remediation
- Stakeholder Management
Responsibilities
- Support assessment of activities and processes as per required Policies, Standards and Procedures.
- Conduct routine testing of internal activities and processes.
- Review stakeholder/client feedback and respond to quality assurance complaints.
- Support quality testing for business function quality control and transformation.
- Develop and execute Monitoring and Testing for controls.
- Support reporting on quality control outcomes and control effectiveness.
- Help teams involved in the end-to-end monitoring of the controls.
- Participate in strategic initiatives for control performance enhancements.
- Participate in leadership meetings to analyze documentation and processes.
- Help in Control & Monitoring Design Assessment (CMDA) meetings
- Help to identify any monitoring breaks and suggest enhancements
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Number of Employees
5,001-10,000 employees
