Private Banking Compliance Project Analyst

MidFirst Bank•Scottsdale, AZ

19d

About The Position

This position will support the Private Banking business unit by assisting with responsibilities related to lending, deposits and office operations compliance, and various projects to support objectives. The individual will work closely with members of management, department personnel, and various compliance and operational groups to accomplish the goals. The responsibilities of this position include but are not limited to Compliance 1 st Line of Defense representative Assist with regulatory directive reviews and implementation Compliance projects related to policies and procedures Work with the various compliance, legal, and operations groups Support business unit efforts to comply with new and existing requirements related to deposits, and lending to ensure there are appropriate controls, communications, and documentation Assistance with various compliance requests such as control verifications, testing and audit questions, policies, and information gathering Create, review, and update policies, procedures, and job aids to mitigate potential gaps and compliance risks Communication of policy and procedure related changes and updates Work on various projects to assist the business unit with growth and process improvement Attend various compliance and project related meetings Conduct compliance and project related trainings Resource to offices who manage teller related work and office operations Conduct mock audits on offices with cash handling Conduct quality control on various processes Other duties as assigned

Requirements

Banking or compliance related experience required
Compliance experience with working knowledge of banking, mortgage, or lending laws and/or regulations preferred
Thorough understanding of PC based systems in the Windows environment
Extensive knowledge of Microsoft Word, Excel, Outlook, and OneNote software
Extensive knowledge of Adobe Acrobat
Self-directed; able to work with limited to no supervision
Self-motivated, results-oriented, and adaptable individual that responds well to change
Ability to work well with people of varying technical abilities and varying communication styles
Excellent verbal and written communications skills
Strong analytical and problem-solving skills, very detail oriented
Excellent time management skills
Excellent organizational skills with the ability to manage multiple on-going projects
Ability to adjust priorities to changing circumstances and maintain quality in fast paced atmosphere
Maintaining confidentiality and exercising discretion in performing daily duties are required in a professional manner in a deadline-driven environment
Position requires the ability to sit for long periods
Travel required

Nice To Haves

Compliance experience with working knowledge of banking, mortgage, or lending laws and/or regulations preferred
Bachelor's degree preferred

Responsibilities

Compliance 1 st Line of Defense representative
Assist with regulatory directive reviews and implementation
Compliance projects related to policies and procedures
Work with the various compliance, legal, and operations groups
Support business unit efforts to comply with new and existing requirements related to deposits, and lending to ensure there are appropriate controls, communications, and documentation
Assistance with various compliance requests such as control verifications, testing and audit questions, policies, and information gathering
Create, review, and update policies, procedures, and job aids to mitigate potential gaps and compliance risks
Communication of policy and procedure related changes and updates
Work on various projects to assist the business unit with growth and process improvement
Attend various compliance and project related meetings
Conduct compliance and project related trainings
Resource to offices who manage teller related work and office operations
Conduct mock audits on offices with cash handling
Conduct quality control on various processes
Other duties as assigned