We are looking for a Personal Accounts Trading Analyst to join our growing Legal & Compliance team and act as a point of contact in administering various employee compliance requirements. You’ll work alongside seasoned colleagues, learning to manage the many moving pieces that keep our systems and processes running smoothly. The regulatory landscape within our industry is complex and evolving. In this role, you'll be responsible for the day-to-day operations of our personal accounts, outside business activities, private securities transactions, and gifts areas of the employee compliance program, including tasks such as statement reviews and transaction exceptions. While you'll be based in New York, you'll also be involved in employee compliance workflows for our London and Hong Kong offices, collaborating with colleagues across regions to ensure consistent global standards. The right person for this role will enjoy working with both paperwork and people, and be able to answer questions and explain policies clearly to a wide range of colleagues across the firm.
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Job Type
Full-time
Career Level
Entry Level