Paraplanner

Kestra Financial Independent Advisor•Hillsborough Township, NJ

About The Position

The Paraplanner reports to the Lead Advisor and is responsible for providing technical support for the Lead Advisors. Responsibilities include data gathering, modeling, case design, scenario building, and plan and presentation development. The Paraplanner may participate in client meetings.

Requirements

Bachelor’s degree in finance, accounting or related field
The ideal candidate will have 3+ years of experience in the financial services industry allowing for a strong understanding of broker/dealer operations and financial services products, including but not limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
Series 7 and 63/65 required (or ability to obtain)

Nice To Haves

Previous experience in the independent financial services culture preferred

Responsibilities

Support the Lead Advisors with analysis, client service, and technical assistance
Learn the technical aspects of the advisor position and prepare to service clients independently
Manage data and plans in financial planning software
Responsible for client meeting preparation and follow-up including assembling requisite paperwork, account reviews, report generation and meeting documentation
Analyze asset allocation and generate rebalancing trades
Research investment managers, services, products, and pricing
Understand and leverage the resources available at the Broker Dealer to the fullest extent
Develop Centers of Influences such as Community Involvement, CPA’s, and Attorneys etc.
Commitment to culture requires a demonstration of professionalism, accountability, customer/client focus, and teamwork
Other duties as assigned