Manager Financial Crimes Compliance I
About The Position
The Manager Financial Intel is responsible for leading a team of Analysts charged with the responsibility of performing due diligence and enhanced due diligence and reporting potential suspicious money laundering or terrorist financing activity in our Know Your Client Department. The individual develops, maintains and continues to enhance comprehensive investigative due diligence processes that capture all available information on High Risk Clients that can be summarized into a report for dissemination to our business partners. The manager is to be familiar with bank products, services, higher risk clients, business entities, geographic locations and the potential money laundering risks associated with those activities. This position will oversee all aspects of a compliant Bank Secrecy Act (BSA) investigations program.
Requirements
- Bachelor's Degree or equivalent
- Minimum of 10 years’ experience in Banking Services, Quality Assurance, Audit or Operations
- Minimum of 5 years supervisory experience
- Minimum of 5 years of experience with strong exposure to KYC/AML/CDD/EDD or due diligence teams
Nice To Haves
- Bachelor's degree in business/ related discipline or equivalent work/training required, professional qualification in KYC / AML such as CAMS is a big plus
- Thorough knowledge of BSA and USA PATRIOT Acts
- Experience working within the investment management/ financial service/ auditing/compliance/ consulting industry with a strong exposure to KYC/ AML/ CDD/ EDD
- Strong interpersonal skills with the ability to interact with all levels of staff and Senior Management
- Outstanding analytical skills with the ability to understand business functions and processes swiftly
- Ability to be flexible, follow tight deadlines, organize and prioritize work and deliver results quickly
- Exceptional communication, conflict management and negotiation skills;
- Highly independent. motivated, team player, self- starter and able to work independently
Responsibilities
- Manage analyst team responsible for performing timely investigations with well-reasoned and supported decision making
- Ensures BSA, USA PATRIOT ACT, and CNB compliance and oversight as it relates to:
- Conduct research over available Bank systems, the internet and databases consistent with the resolution of investigations.
- Obtain the appropriate documentation to assist in identifying unusual transaction patterns.
- Document and report the investigation findings in the case management system and prepare reports to management as required.
- Review recommendations for Suspicious Activity Reports (SARs).
- Identifies and recommends enhancements to workflow inefficiencies.
- Maintains, updates, and ensures adherence to policies and procedures.
- Conducts regularly scheduled analyst training.
- Serves as subject matter expert on BSA/AML related questions and provides guidance and leadership to the Analysts.
- Communicates directly with branch personnel and department managers, internal audit department as appropriate
- Responsible for communicating with internal and external entities to include senior managers, relationship managers and other BSA-related units.
- Conduct quality assurance reviews of case files, tracking logs and various KYC/EDD processes.
Benefits
- Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date
- Generous 401(k) company matching contribution
- Career Development through Tuition Reimbursement and other internal upskilling and training resources
- Valued Time Away benefits including vacation, sick and volunteer time
- Specialized health and family planning benefits including fertility benefits, and cancer, diabetes and musculoskeletal support programs
- Career Mobility support from a dedicated recruitment team
- Colleague Resource Groups to support networking and community engagement
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What This Job Offers
Job Type
Full-time
Career Level
Manager
