Legal Analyst - Disclosure

VanguardMalvern, PA
Hybrid

About The Position

Ready to put your sharp organizational skills, natural intellectual curiosity, and standout communication abilities to work in a dynamic, deadline-driven environment? Are you looking for meaningful exposure to complex regulatory work and the chance to make a real impact on investors through high-quality disclosure? And, most importantly, do you thrive on lively discussions, especially if you appreciate debating the merits of the Oxford comma, within a fun and collaborative team? Then the S3 Legal Analyst Role on the Disclosure Team might be right position for you.

Requirements

  • Minimum of five years related work experience, paralegal/legal and regulatory experience in the financial services industry preferred.
  • Undergraduate degree or equivalent combination of training and experience.

Responsibilities

  • Leads the drafting and translation of legal documents and correspondence.
  • Develops materials and partners with counsels to deliver presentations and provide advice on regulatory and legal developments related to Vanguard's business activities and investment products.
  • Leads the review and resolution of day-to-day operational, risk and legal issues related to Vanguard's business activities and investment products.
  • Interprets legal documentation, handles policy and procedure issues, and investigates contractual disputes.
  • Conducts and may oversee research, investigation and analysis on market structure and investment regulatory and policy issues to support legal activities and contribute to the resolution of claims.
  • Investigates, aggregates, and delivers legal resources for attorneys such as statutes, recorded judicial decisions, articles, and legal codes to support the preparation of legal documents and contracts.
  • Identifies and evaluates the regulatory impact of new products and investment strategies.
  • Attends client meetings to stay abreast of new product offerings.
  • Leads the generation of legal reporting and the maintenance of legal databases.
  • Develops and maintains expertise in applicable areas of the law, Vanguard?s business and products, and the investment industry.
  • Stays abreast of industry and regulatory developments affecting Vanguard.
  • Participates in special projects and performs other duties as assigned.
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