Junior Analyst – Compliance and Operations

Capco•Orlando, FL

5d•Hybrid

About The Position

As a Junior Analyst within Capco’s Managed Services team, you will play a key role in supporting compliance, governance, and regulatory operations for leading financial institutions. You’ll work closely with internal control and compliance teams to help ensure adherence to regulatory requirements while contributing to continuous improvement initiatives. This is an opportunity to build foundational expertise in financial services regulation within a collaborative and fast-evolving environment.

Requirements

0–1 year of professional experience in financial services, compliance, or operations
Associate or bachelor’s degree preferred
Strong written and verbal communication skills with the ability to engage stakeholders
Analytical thinking and sound judgment when assessing risk and compliance issues
Ability to manage priorities and meet deadlines in a fast-paced environment

Nice To Haves

Exposure to regulatory frameworks (SEC, FINRA, CFTC, Federal Reserve)
ACAMS and/or SIE certification
Familiarity with compliance monitoring or trade surveillance tools
Experience supporting audits, controls testing, or reporting processes
Interest in financial regulation and governance frameworks

Responsibilities

Review trade surveillance alerts and escalate issues to appropriate stakeholders for investigation and resolution
Process and investigate personal account dealing and outside business activities
Maintain periodic watch and restricted list reporting across defined cycles
Support regulatory compliance testing and assist with FINRA registration and exam processes
Contribute to policy and procedure reviews, including updates and development of new processes