About The Position

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice. Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions’ Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system. At Regions, the Capital Markets Compliance Analyst performs compliance tasks and deals with compliance issues with limited supervision. This position is exempt from timekeeping requirements under the Fair Labor Standards act and is not eligible for overtime pay. This position is incentive eligible.

Requirements

  • Bachelor's degree
  • Five (5) years banking experience, with a concentration in audit, compliance or regulatory functions
  • Ability to analyze data and facts
  • Ability to learn additional systems as needed
  • Ability to work with limited supervision
  • Demonstrated self-starter committed to meeting deadlines and performing tasks carefully to avoid regulatory, reputational, legal and financial risks to the company
  • Excellent organizational skills
  • Proficient with Microsoft Products including Word, Excel, Access
  • Strong communication and organizational skills
  • Strong verbal and written communication skills and strong interpersonal skills

Responsibilities

  • Monitors legal entity and business unit activity to ensure compliance with laws, regulations, and internal procedures
  • May also prepare and review compliance reports for management
  • May provide guidance and direction to less experienced analysts

Benefits

  • Paid Vacation/Sick Time
  • 401K with Company Match
  • Medical, Dental and Vision Benefits
  • Disability Benefits
  • Health Savings Account
  • Flexible Spending Account
  • Life Insurance
  • Parental Leave
  • Employee Assistance Program
  • Associate Volunteer Program
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