Investment Audit Senior Engagement Manager

The Vanguard Group•Malvern, PA

21d•Hybrid

About The Position

We are currently seeking an Investment Audit Senior Engagement Manager to join our Global Investment and Financial Audit Services (GIFAS) team! This critical role focuses on evaluating risk and strengthening controls in GIFAS, including front-office (investment/portfolio management), middle-office (investment operations), and back-office (fund accounting and oversight) functions. In this role you will lead and collaborate with cross-functional teams to complete risk-based audit engagements, assess internal controls, and influence senior leadership to enhance the control environment. You may also serve as a subject matter expert on investment products and processes. This role requires strong critical thinking, project management, relationship-building, communication, and decision-making skills.

Requirements

Bachelor’s degree in business, finance, accounting, or a related field
Minimum of 5 years of proven experience in financial services, preferably in asset management, internal audit, or risk and controls.
Strong technical knowledge of investment and trading lifecycles, capital markets, and regulatory frameworks.
Proven ability to manage complex projects in a dynamic, fast-paced environment.
Proficiency in data analytics and the ability to derive insights to support audit conclusions.
Excellent written and verbal communication skills, with the ability to influence and collaborate across teams.
Strong interpersonal skills and a client-focused mindset, with experience presenting findings to senior leadership.
Demonstrated conceptual thinking and the ability to challenge the status quo constructively.
Candidates must be able to work onsite three days per week starting on Day 1.

Nice To Haves

Advanced degree (e.g., MBA) or professional certification (CIA, CFA, FRM) preferred.

Responsibilities

Act as a trusted advisor to internal audit leadership and investment teams on governance, risk, and control matters.
Lead multiple audit and consulting engagements concurrently in a matrixed environment, delivering high-quality work and actionable recommendations.
Support annual and ongoing risk assessments and contribute to the development of the audit plan.
Clearly communicate audit objectives, progress, and results to stakeholders at all levels, and influence management to implement improvements.
Build and maintain strong relationships with leaders across the Investment Lifecycle, risk partners, and functional areas.
Develop deep knowledge of relevant processes, regulations, and risks within the scope of each engagement.
Evaluate the adequacy of internal controls, identify gaps, and recommend continuous improvements.
Perform complex audit analysis and provide well-supported findings and ratings to senior management.
Review team deliverables, set expectations, and provide coaching and feedback to support professional development.
Promote innovation by applying agile audit techniques and finding opportunities to enhance audit efficiency and effectiveness.
Participate in special projects and other duties as assigned.