Internal Audit, Technology Audit, Credit Risk, Vice President, Credit Risk, Dallas

Goldman Sachs • Dallas, TX

107d

About The Position

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes. The Corporate Risk team is responsible to cover primarily the firm's risk management functions, including Market Risk, Liquidity Risk, Credit Risk, Model Risk and Operational Risk. As a Corporate Risk Technology Auditor, you will be involved to provide assurance on the data quality, calculation processes, metrics generation, applications stability and system operations etc. used for the purposes of risk measurement and reporting for internal and regulatory purposes, along with other general technology controls.

Requirements

• Minimum 9 years of experience as a technology auditor.
• Experience leading audits covering IT application and general controls.
• Perform risk assessments and prepare audit plans.
• Build stakeholder relationships and present audit scope and findings to senior management.
• Experience managing audit engagements and teams across locations.
• Understanding of software development and system architecture.
• High level understanding of databases, operating systems, and messaging.
• Proficiency in Excel.
• Strong written and verbal communication skills.
• Understanding of Risk Management (Market, Credit, Liquidity, Operational and Model Risk Management) and financial products.
• Project Management skills.
• Proficiency in SQL, R, or other data analysis languages.
• Ability to review code (Java, C#, C++, Python, VBA macros etc.).
• Experience with Data Analytics tools and techniques.
• Relevant certification or industry accreditation (e.g., CISA, CISSP, or pursuing CFA, FRM etc.).
• Experience designing efficiency improvements or automated solutions.

Responsibilities

• Independently assess the firm's overall control environment and communicate results to local and global management.
• Evaluate the effectiveness of the firm's controls that mitigate current and emerging risks.
• Monitor management's implementation of control measures.
• Support the provision of independent, objective and timely assurance around the firm's internal control structure.
• Assist the Audit Committee, the Board of Directors, and Risk Committee in fulfilling their oversight responsibilities.
• Scope and plan audits, deploy audit and analytical procedures to assess the design and operating effectiveness of controls.
• Discuss audit results with local and global management.
• Monitor and follow up with management on the resolution of open audit findings.

Benefits

• Training and development opportunities.
• Firmwide networks.
• Benefits, wellness and personal finance offerings.
• Mindfulness programs.

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities