Goldman Sachs-posted 3 months ago
Full-time • Mid Level
Dallas, TX
Securities, Commodity Contracts, and Other Financial Investments and Related Activities

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes. As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control measures. In doing so, internal Audit communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving risk, raises awareness of control risk, assesses the firm's control culture and conduct risks, and monitors management's implementation of control measures. Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.

  • Involved in scoping and planning of the project/audit for each assigned project.
  • Play a vital role in audit execution focusing on the review of Technology processes and analyzing the risks involved.
  • Assess the design and operating effectiveness of the controls implemented to mitigate the risk.
  • Document the assessments and testing conducted and discuss the results with the firm's local and global management.
  • Review the audit documentation completed by the audit team.
  • Monitor and follow up with management on the resolution of the open audit findings.
  • BE/B Tech/MCA/MBA/MSc or equivalent University Degree in Information Technology.
  • Minimum 8 years of experience in Technology auditing focusing on Financial Services.
  • Experience in managing audit engagements or Technology Projects.
  • Good People Management Skills.
  • Strong written and verbal communication skills and strong interpersonal skills.
  • Ability to multitask while managing both time and workload.
  • Technology audit skills including an understanding of System architecture, Operating Systems, Database, System Development Lifecycle (SDLC).
  • Ability to review code (Java, SQL, C++, Python, etc.).
  • Experience with Data Analytics tools and techniques.
  • Relevant certification or industry accreditation (e.g. CISA).
  • Good Knowledge of Financial Products and Services.
  • Training and development opportunities.
  • Firmwide networks.
  • Benefits, wellness and personal finance offerings.
  • Mindfulness programs.
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