Internal Audit - Regulatory Reporting
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About The Position
Support the team by overseeing the various administrative functions required to be executed as part of the audit process, including but not limited to, issue validation, continuous monitoring, and annual audit planning. Assist with audit execution as needed. Assist in the design, development and implementation of Internal Audit Department America’s (IADA’s) annual risk assessment, audit plan and schedule, continuous monitoring and preparation and/or presentation of related MIS reports. Perform activities and/or prepare deliverables associated with issue testing including reviewing the approach, testing and reports for issues (e.g. regulatory, third-party and internal audit) related to Regulatory Reporting areas of focus and provide feedback as needed. In accordance with the IADA policy and procedures, drive efficiency and operational excellence through the use of available tools and resources and sharing of best practices. Identify and implement efficiencies and automation using data analytics. Collaborate both formally and informally with other audit teams to ensure activities are coordinated. Work with other leadership in IADA Regulatory Reporting management to identify control issues and emerging risks and ensure timely and effective remediation. Communicate, as needed, with Internal Audit Department (IAD) Head Office, other IAD overseas offices, IADA management and staff and other Mizuho areas/functions/personnel. Represent IADA, as directed, on committees and/or special project teams as necessary. As applicable, engage with supervisory authorities, external auditors and other service providers in the conduct of their activities at Mizuho. Manage or perform other assignments or special projects as may be directed by the Director. Cooperate with directives and requests from IADA’s Quality Assurance team, and promote the ongoing effectiveness of IADA’s Quality Assurance function. Ensure the team adheres to QA team requirements and standards in terms of issue validation, workpaper preparation, etc.
