Internal Audit Regulatory Manager

America First Credit Union•South Ogden, UT

About The Position

The Internal Audit Regulatory Manager is responsible for overseeing all regulatory and compliance-relatedaudit activities, with a particular focus on National Credit Union Administration (NCUA) examinations,quality assurance and improvement program (QAIP) reviews, and the continuous enhancement of auditmethodologies. This role ensures the Internal Audit function remains in compliance with regulatoryexpectations, internal policies, and industry best practices, playing a key leadership role in maintaining theintegrity and effectiveness of the audit function across the institution.

Requirements

Bachelor’s degree in Accounting, Finance, Business Administration, or related field (required)
7+ years’ experience of internal audit, regulatory compliance, risk management, or relatedexperience. Public accounting experience a plus
3+ years’ experience in a leadership or management role
Strong understanding of NCUA regulatory requirements and examination processes.
Demonstrated experience leading or managing QAIP or regulatory audits.
Extensive knowledge of regulatory compliance and risk management frameworks
Expertise in Global IA Standards and other regulatory requirements (e.g., FDIC, OCC, CFPB)
Strong leadership, communication, and project management skills
Strong written and verbal communication skills, including experience reporting to executives andboards
Self-starter, highly motivated, organized, and detail-oriented
Professional in appearance and attitude
Strong interpersonal skills and excellent team player
Demonstrates curiosity, analytics skills and problem solving
Proficient Microsoft Office skills. Ability to operate related computer applications and softwarerequired to complete assigned responsibilities
Ability to work well independently with limited daily supervision while meeting deadlines
Ability to navigate through ambiguity, manage and coordinate multiple projects simultaneously,accept ownership and accountability for projects and decisions, and deliver on commitments
Strong understanding of the Global IIA Standards
Proficient in Microsoft Office products
Thorough knowledge of credit union products, services, policies and procedures
Strong understanding of related legal and regulatory standards
Demonstrate strong business acumen, problem-solving and analytical skills
Travel may be required

Nice To Haves

Master’s degree preferred
CIA, Quality Assessor Certificate, CBSAP, CUCO
Credit Union or financial institution experience in operations, compliance, management, riskmanagement, preferred

Responsibilities

Regulatory Audit Management
Oversee and manage the planning, execution, and reporting of compliance-focused internalaudits, including BSA/AML, fair lending, UDAAP, and other consumer-protectionregulations
Oversee documentation, workpapers, and reports to ensure they are accurate, complete, andcomply with the Global IIA Standards
Ensure audit coverage addresses key compliance risks and controls across the Credit Union
Collaborate with Compliance and Risk Management functions to align audit coverage
Implement processes and procedures to ensure the Internal Audit function is compliant withGlobal IIA Standards and are completed competently, efficiently, and within therequired/communicated deadline
Promptly involve stakeholders and the SVP Internal Audit/CAE when issue(s) arise
Create and manage the budget and resource allocation for the department
Risk Assessment & Strategy
Plays an integral role in the risk-based audit plan by contributing to the risk assessmentmethodology and overseeing the risk-based audit plan results
Identifies and assesses risks and adjusts the risk-based audit plan as needed, evaluatingproper coverage of critical areas, risks, and regulations
Stays current with industry trends, regulatory changes, and emerging risks
Assign and manage resources to effectively execute the audit plan
Manage the audit plan and communicate adjustments timely and accurately
Present and communicate findings, root cause analysis, and actionable recommendations tostakeholders
Leverage audit results and data trends to advise management on areas of strategic concern
Create and execute internal strategic objectives that support the overall internal auditfunctions’ mission and vision
Regulatory Oversight
Act as the primary liaison for NCUA and other regulatory examination engagements.
Manage regulatory exam coordination efforts, ensuring a timely and complete response toexaminer requests.
Monitor changes in regulatory requirements and adjust audit practices accordingly.
Audit Methodology & QAIP
Lead the development and continuous improvement of the Internal Audit methodology inaccordance with the Global IIA Standards.
Manage the Internal Audit Quality Assurance and Improvement Program (QAIP), includingboth internal and external assessments.
Evaluate and recommend enhancements to audit tools, templates, documentation practices,and internal policies and procedures.
Reporting & Communication
Effectively communicate with internal departments, external auditors, regulatory bodies, andother stakeholders
Communicate audit findings, risks, and recommendations clearly to senior leadership and tothe Supervisory Committee.
Team Leadership & Development
Supervise, coach, and develop a team on complex or sensitive regulatory engagements.
Train and mentor staff on compliance auditing and regulatory examination preparedness.
Foster a culture of collaboration, integrity, accountability, and continuous learning andimprovement
Coordinate, direct, and support the appropriate education, certification, and training of staffin support of the department and division’s objectives
Complete performance appraisals for supervised audit staff, set established goals, and reviewestablished goals consistently
Promote a culture of integrity, accountability, professionalism, and ethical conduct
Maintain certifications and fulfill annual CPE requirements