About The Position

Manage a team of senior and junior fixed income traders and advisors to create a best-in-class execution, advisory and service model Manage service levels, streamline / troubleshoot operational issues. Implement efforts to improve efficiency in our fixed income execution and trading platforms Control of Errors, keep a log of errors and identify areas of opportunities to reduce / eliminate daily errors. Maintenance of a minimum set of internal controls considered necessary to mitigate risks Ensure proper backups are in place across the different functions within the team Responsible for compliance with all applicable laws, regulations and rules governing trading and the policies and procedures of the department and Company. Interact with Investments COO Office, Supervision and the Sales team acting as the primary point of contact ensuring that support provided is consistent and of the highest quality across all regions. Own communications with Pershing and all relevant internal partners for the Pershing relationship relating to Fixed Income. Product and Platform Development: Ensure that all the platform capabilities and market access of the Team are effective and allow us to favorably compete within our target market. Provide leadership and support in the identification, design, approval, training and successful implementation of new Capital Markets Products or variations. Own and coordinate the multiple projects required to drive business efficiency and client experience Platform Management: Modernize the platform, for full and self-service trading, identifying all opportunities and enhancements needed. Engage with technology, compliance, and operations to drive changes. Work closely with partners to ensure end to end experience is best-in-class. Business Development: Develop a coordinated business strategy across Americas to deliver the full range of products and solutions to our CPB and CGW target market clients. Management Reporting: Work closely with Business Head and Capital Markets Head, to provide detailed business reporting, data analysis. Human Capital Management: Focus on talent management, ensure the people strategy and organizational capabilities are aligned to the business strategy and brokerage needs

Requirements

  • 10+ years of experience at trading desk, brokerage platform or similar institutional structure, with increased financial and distribution management experience in Financial Services
  • 5+ years of managerial, supervisory, and/or demonstrated leadership experience
  • 7, 24 and 63 required
  • Ability to influence others without having a direct reporting
  • Strong verbal and written communication skills required
  • Sales experience with clients and internal advisors
  • Superior inter-personal skills and decision-making judgment
  • Team building and problem solving skills
  • Knowledge of various functional areas including customer services, underwriting/new business, producer compensation, investment back office, finance and regulatory compliance
  • Management experience

Responsibilities

  • Manage a team of senior and junior fixed income traders and advisors to create a best-in-class execution, advisory and service model
  • Manage service levels, streamline / troubleshoot operational issues
  • Implement efforts to improve efficiency in our fixed income execution and trading platforms
  • Control of Errors, keep a log of errors and identify areas of opportunities to reduce / eliminate daily errors
  • Maintenance of a minimum set of internal controls considered necessary to mitigate risks
  • Ensure proper backups are in place across the different functions within the team
  • Responsible for compliance with all applicable laws, regulations and rules governing trading and the policies and procedures of the department and Company
  • Interact with Investments COO Office, Supervision and the Sales team acting as the primary point of contact ensuring that support provided is consistent and of the highest quality across all regions
  • Own communications with Pershing and all relevant internal partners for the Pershing relationship relating to Fixed Income
  • Ensure that all the platform capabilities and market access of the Team are effective and allow us to favorably compete within our target market
  • Provide leadership and support in the identification, design, approval, training and successful implementation of new Capital Markets Products or variations
  • Own and coordinate the multiple projects required to drive business efficiency and client experience
  • Modernize the platform, for full and self-service trading, identifying all opportunities and enhancements needed. Engage with technology, compliance, and operations to drive changes
  • Develop a coordinated business strategy across Americas to deliver the full range of products and solutions to our CPB and CGW target market clients
  • Work closely with Business Head and Capital Markets Head, to provide detailed business reporting, data analysis
  • Focus on talent management, ensure the people strategy and organizational capabilities are aligned to the business strategy and brokerage needs

Stand Out From the Crowd

Upload your resume and get instant feedback on how well it matches this job.

Upload and Match Resume

What This Job Offers

Job Type

Full-time

Career Level

Manager

Education Level

No Education Listed

Number of Employees

5,001-10,000 employees

© 2024 Teal Labs, Inc
Privacy PolicyTerms of Service