Guideline Monitoring Senior Analyst

Wellington Management • Boston, MA

16h • Hybrid

About The Position

Tracing our roots to 1928, Wellington Management Company, LLP is one of the world’s largest independent investment management firms. With over USD $1 trillion in assets under management as of 30 June 2025, we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 60 countries. Our innovative investment solutions are built on the strength of proprietary, independent research and span the global capital markets, including equity, fixed income, multi-asset, and alternative strategies. As a private partnership whose sole business is investment management, our long-term views and interests are aligned with those of our clients. We are committed to attracting a talented and diverse workforce, and to fostering an open, collaborative, and inclusive culture because we believe multiple perspectives lead to more informed investment and business decisions. As an Equal Opportunity Employer, we welcome people with diverse life experiences, fresh ideas, and specialized subject-matter expertise. We are currently seeking a Senior Guideline Monitoring Analyst (“Analyst”) who will be part of the Investment Operations Team within the Global Operations. The Global Operations division brings technology and operations together to deliver better and more efficient outcomes for our clients and business partners.

Requirements

• 4-7 years of industry experience
• Bachelor's degree in Finance or Business-related field
• Candidate must demonstrate a working knowledge of investment types, including equity and fixed income products, and derivative securities
• Candidate should be energetic, self-confident, and have an inquisitive mind
• An ideal candidate should be a self-starter who is results-driven, and be controls conscious
• Possess strong organizational skills and proven ability to manage assignments with competing priorities
• Exhibit strong interpersonal and communicative abilities
• Demonstrated capability to perform both independently and collaboratively
• Possess excellent attention to detail
• Exhibit strong proficiency in computer skills and digital literacy, particularly with Word, Excel, and similar software applications

Nice To Haves

• Prior experience in guideline monitoring, investment operations or compliance, or an understanding of different regulatory regimes would be advantageous but is not required

Responsibilities

• Reviews Investment Management Agreements, evaluates client guidelines, and maintains the guideline monitoring system, called Sentinel
• Performs real-time, pre-trade support with investors
• Resolves post-trade incident exceptions generated from Sentinel
• The Analyst will work collaboratively with other Guideline Monitoring Analysts, as well as other internal teams, specifically our Global Relationship Teams, Product Management and Portfolio Management
• The Analyst will develop a deep understanding of investment strategies relative to client guidelines and regulatory requirements

Benefits

• At Wellington Management, our approach to compensation is designed to help us attract, inspire and retain the best talent in our industry. We strive to pay employees fairly and competitively across all levels and roles.
• Our approach to compensation considers all aspects of total compensation; all employees are eligible to receive salary, variable compensation, and benefits.
• Base salary is only one component of Wellington’s total compensation approach.
• Other rewards may include a discretionary Corporate Bonus and/ or Incentives, if eligible.
• In addition, we offer a comprehensive and high value benefit package to meet the unique needs of our employees and their families , and we are committed to fostering a flexible work environment that enables employees to thrive personally and professionally.
• Examples of our benefits include retirement plan, health and wellbeing, dental, vision, and pharmacy coverage, health savings account, flexible spending accounts and commuter program, employee assistance program, life and disability insurance, adoption assistance, back-up childcare, tuition/CFA reimbursement and paid time off (leave of absence, paid holidays, volunteer, sick and vacation time).
• We believe that in person interactions inspire and energize our community and are essential to our culture.
• In support of this commitment, our employees work from our offices 4 days a week with flexibility to work remotely 1 day a week.
• We believe that this approach ultimately supports our mission to deliver investment excellence to our clients and their beneficiaries over the long term.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 1,001-5,000 employees