Global Financial Crimes (GFC): Client Risk Professional.

Morgan Stanley

3d

About The Position

We are seeking someone to join our team as a Global Financial Crimes (GFC): Client Risk Professional. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate level position within the Client Risk Unit, where you will be responsible for evaluating client relationships that pose the highest financial crimes risk, while also serving as a check and challenge over the first line's execution of enhanced due diligence. About Global Financial Crimes In Global Financial Crimes (GFC), you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts. Including governance, oversight, and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking a rewarding and dynamic career, and focused on making a difference, then GFC might be the right team for you. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents. At Morgan Stanley, we advise, originate, trade, manage and distribute capital for people, governments and institutions, always with a standard of excellence and guided by our core values. Morgan Stanley is dedicated to providing first-class service to our clients, in a way that reflects our commitment to creating a more sustainable future and fostering stronger communities around the world. In each line of business, we strive to demonstrate our belief in the power of transformative thinking, innovative strategies and leading-edge solutions—and in the ability of capital to work for the benefit of all society. What We Do

Requirements

• Bachelor's degree or equivalent with strong academic credentials.
• General knowledge of investing and markets and the ability to research or must evidence the ability to learn and adapt quickly.
• Ability to interact with branch office and business unit personnel and be willing to receive and apply feedback on work product from supervisor(s).
• Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent certification/license - or certification within first 15 months of employment.
• Excellent written and verbal communication skills; able to present complex matters succinctly to a range of audiences through all levels of the organization.
• Excellent interpersonal skills and ability to work effectively with colleagues across divisions and multiple locations.
• Strong analytical thinking and critical reasoning skills with the ability to effectively make decisions also manage and escalate complex issues.
• Attention to detail and excellent time management skills with the ability to execute tasks within tight deadlines.

Nice To Haves

• Fluent in Spanish or Portuguese desired but not required.

Responsibilities

• Assess the Financial Crime risk associated with new and existing clients of the firm, including through the enhanced due diligence process.
• Analyze corporate structures, financial crimes negative news and other documentation as necessary.
• Provide guidance and advice to the business in relation to AML matters including due diligence and client risk ranking.
• Complete timely execution and reviews of client accounts for potential matches to designated sanctions targets and prohibited persons lists.
• Engage third-party and internal databases to assist with due diligence searches as needed.
• Understand anti-money laundering regulations, policies, and procedures and provide guidance to various stakeholders.
• Conduct trainings to various stakeholders.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Number of Employees: 5,001-10,000 employees