FS & SOX Internal Audit & Risk Advisory Manager

EisnerAmper • Minneapolis, MN

71d • $85,000 - $150,000 • Hybrid

About The Position

At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You can design a career you'll love from top to bottom - we give you the tools you need to succeed and the autonomy to reach your goals. EisnerAmper is seeking an Internal Audit Consulting Manager to join our Risk & Compliance Services practice for our Financial Services clients. Focusing on Internal Audit, Internal Controls and Regulatory Compliance, we are seeking someone who thrives in a growing environment and providing clients with exceptional services.

Requirements

• Professional Certification, such as CIA or CPA required
• Bachelor's degree in relevant discipline (e.g., Accounting, Auditing, or Related Field) required
• 5+ years working in internal audit, consulting, advisory services, or a related field, either in professional services or combination professional service organization/industry
• 3+ years management experience

Nice To Haves

• Strong financial services exposure including broker dealer, fin tech, RIA, PE, and wealth advisors
• Firm understanding of accounting and audit experience as well as controls
• Demonstrate and apply multi-tasking skills, teamwork and responsibility with engagement team members, and use current technology and tools to enhance the effectiveness of deliverables and services
• Seek and offers developmental feedback; provide positive as well as constructive feedback on an ongoing basis in real time, both verbal and written

Responsibilities

• Oversee internal audit and risk management engagements within the Risk and Compliance Services practice primarily focused on broker/dealer, fin tech, PE and RIA clients
• Project manage SOX 404 engagements including conducting walkthroughs, designing and leading internal control testing with periodic status updates to client's management
• Prepare scoping and risk assessments or Internal Audit using a risk base methodology
• Prepare Audit Committee presentations and attend Audit Committee meetings, when necessary
• Lead other types of consulting engagements such as Internal Audit Co-Sourcing/Outsourcing, SOX Management Assist, Risk Assessments, Segregation of Duties Reviews, Internal Controls Reviews, and Special Projects as necessary
• Maintain client relationship and tailor the engagement to meet the client's needs and expectation and maintain overall responsibility for the profitability of engagements within the client portfolio, track budget to actual results
• Demonstrate knowledge and experience through ability to identify and solve issues with the client and Partner
• Review work from both big picture and detail perspectives, and work product requires little to no updates from senior colleagues after submission
• Take full ownership of the client relationship, beyond the lifecycle of the current project and anticipate changing demands for resources and staffing, removing barriers when necessary

What This Job Offers

• Job Type: Full-time
• Career Level: Manager
• Industry: Professional, Scientific, and Technical Services
• Education Level: Bachelor's degree
• Number of Employees: 1,001-5,000 employees