FIU Investigations Manager

Vantage Bank•McAllen, TX

18d

About The Position

At Vantage Bank, we're driven by a deep commitment to supporting our customers, valuing our employees, embracing diversity, fostering meaningful connections, and providing outstanding service every step of the way. JOB SUMMARY The FIU Investigations Manager is responsible for managing the Financial Intelligence Unit (FIU) Anti-Money Laundering (AML) and Elevated Risk Review (ERR) Investigation teams. They oversee the workstreams responsible for performing AML and ERR investigations. The FIU Investigations Manager ensures AML and ERR investigations are performed timely and that recommended Suspicious Activity Reports (SARs) are submitted to FinCEN according to regulatory guidelines.

Requirements

Bachelor’s degree in finance, criminal justice, or a related field, or equivalent work experience required.
10+ years of prior experience in BSA and AML, preferably focusing on CASE investigations specifically in a financial institution.
8+ years of experience leading, supervising or managing others.
Comprehensive knowledge of investigations and investigative techniques using the OSINT and third-party repositories.
Comprehensive knowledge of BSA/AML laws (including Bank Secrecy Act, USA PATRIOT Act, US Treasury AML guidelines and OFAC requirements).
Knowledge of AML monitoring software and case management systems.
Knowledge of digital currency fundamentals and on chain monitoring systems utilized to mitigate inherent AML/OFAC risks.
Excellent analytical, time management, organizational and problem-solving skills with the ability to multi-task and work in a deadline-driven environment.
Excellent verbal, written, presentation and interpersonal communication skills.
Proficient computer skills with knowledge of Microsoft Office including, but not limited to, Word, Excel, PowerPoint, and Outlook, the Windows environment, and internet research skills.
Must be self-motivated with strong initiative, high level of accountability, and attention to detail.
Must be a self-starter with the ability to work independently and as part of a team.
Ability to always maintain a high degree of ethical standards and complete confidentiality.

Nice To Haves

Professional Certification (CAMS, CFE, ACFCS) or other related certifications, or willingness to obtain, preferred.

Responsibilities

Manages, leads, and mentors AML Investigations and Elevated High-Risk Review (ERR) Analysts, ensuring they have necessary training and resources to perform their roles effectively.
Ensures AML and ERR investigations cases are assigned timely.
Oversee the AML and ERR Investigation Analysts to ensure the appropriate disposition is reached on AML and ERR investigation cases.
Monitors AML and ERR Quality Review (QR) results and provides coaching and feedback to the analysts.
Collaborates with AML and ERR Investigations Lead Analyst to identify coaching opportunities and engages the analysts to ensure optimal performance.
Reviews high-risk customer accounts and transactions to identify unusual and potentially suspicious activity.
Reviews completed AML investigations cases and SARs for accuracy and completeness.
Recommends the exit of customer relationships to Bank Secrecy Advisory Committee due to suspected illegal, unusual, or unauthorized activity.
Manages 314(b) requests, Internal Referral and criminal subpoena process as needed.
Works closely with the Bank’s Fraud Management team to identify and report criminal activity against the Bank or its customers.
Assists in preparing related documentation for upcoming examinations and audits, as requested.
Demonstrated knowledge and experience in the monitoring of digital asset transactions and blockchain analysis.
Assists other FIU teams within BSA Administration.
Other duties as assigned.